Arhonda Guinn Investigated by Peiffer Rosca Securities Attorneys After Allegations of Unauthorized Transfers

New Orleans stockbroker fraud attorney

New Orleans stockbroker fraud attorney

Arhonda T’Lene Guinn was discharged from Stifel Nicolaus & Company, Inc. after it was alleged that Guinn transferred money without authorization from a client account to a third party for Guinn’s benefit.

The Peiffer Rosca securities practice attorneys Alan Rosca and Joe Peiffer are investigating the matter.

Generally, broker-dealers have a duty to supervise the activities of their representatives and can be found liable for the losses of their customers that result from a representative’s misconduct.

Investors who believe they lost money as a result of their investment with Arhonda Guinn may contact the securities lawyers at Peiffer Rosca, Alan Rosca or Joe Peiffer, for a free, no-obligation evaluation of their recovery options, at 888-998-0520.

Broker: Arhonda T’Lene Guinn

Status: INVESTIGATED by Peiffer Rosca.

For brokercheck report and additional info click here!

Alan Rosca (1160 Posts)

Alan is a securities lawyer. He also teaches Securities Regulation at the Cleveland-Marshall College of Law. He focuses his legal practice on complex commercial and financial litigation and arbitration, particularly in the areas of securities and investment fraud. His office is in Cleveland, Ohio.


In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow cases about which we report, and/or to publish subsequent blogs regarding various developments that may occur in such cases. Readers are encouraged to conduct their own research regarding any such cases and any developments that may or may not have occurred in such cases.