Sharon Melinda Kwan — Alleged Undisclosed Outside Business Activities

investment fraud attorney Cleveland

Sharon Melinda Kwan Allegedly Engaged in Undisclosed Outside Business Activities; Kwan’s Alleged Real Estate Activities Purportedly Involved Two National Planning Corporation Customers and Purportedly Lacked Proper Prior Written Notice to National Planning Corporation Sharon Melinda Kwan allegedly engaged in undisclosed outside business activities involving real estate activities with two firm customers (purported personal friends of… Read more »

Dennis McMurray— Alleged Private Securities Transactions & Selling Away

Cleveland stockbroker fraud lawyer

Dennis McMurray Terminated by Girard Securities, Inc after the Firm Filed a Form U5 Related to an Internal Review of McMurray’s Alleged Practices of Selling Away and Participation in Private Securities Transactions Dennis McMurray was terminated by Girard Securities, Inc. and the firm filed a Form U5 on September 15, 2016 relating to an internal… Read more »

Bradley Reifler — Closed-end Mutual Fund

Bradley C. Reifler Allegedly Operated a Closed-end Mutual Fund, Forefront Income Trust, a Fund that Reifler Purportedly Created while Associated with His Member Firm, Forefront Capital Markets Bradley Reifler, of New York, New York, allegedly operated a closed-end mutual fund, Forefront Income Trust, a fund that Reifler purportedly created while registered with FINRA as a General… Read more »

Michael Scronic— Alleged Ponzi Scheme

investment fraud attorney Cleveland

Michael Scronic Allegedly Executed a $19 Million Ponzi Scheme Involving 45 Investors via the Scronic Macro Fund; Scronic Allegedly Told Investors He Held Assets of Nearly $22 Million While His Brokerage Account Actually Only Held around $27,500 Michael Scronic, since April 2010, allegedly engaged in a fraudulent scheme that purportedly netted over $19 million from… Read more »

California stockbroker fraud attorney

Dale Earl Krueger Allegedly Accepted Customer Funds to Make Purchases of Collectible Medals but failed to Properly Segregate and Account for Said Medals from his Own Holdings and Purportedly Used a Portion of the Funds to Loan Commission Payments to Third Parties Dale Earl Krueger, a former broker in Midland, Michigan, allegedly accepted customer funds… Read more »

Anthony Vultaggio— Alleged Sales of Private Investments, Undisclosed Outside Business Activities

Cleveland stockbroker fraud lawyer

Anthony Vultaggio, Jr. Allegedly Engaged in a Potentially Undisclosed Offering of Securities through an Undisclosed Outside Business without Prior Notice to or Consent from American Capital Partners, His Member Firm Anthony Vultaggio allegedly engaged in a potentially undisclosed offering of securities through an undisclosed outside business without prior notice to or consent from his member… Read more »

Michael Scronic— Alleged Ponzi Scheme

Ponzi scheme recovery attorneys

Michael Scronic Allegedly Ran a $19 Million Ponzi Scheme via the Scronic Macro Fund; Scronic Allegedly Lost $15.7 Million Prior Commissions and Purportedly Lost Money in 28 out of 29 Quarters Michael Scronic, 46, of Pound Ridge, New York, allegedly ran a $19 million Ponzi scheme involving 45 investors  through his Scronic Macro Fund, according… Read more »

Kinan Nimeh— Alleged Unsuitable Recommendations and Sales Practice Violations

Kinan Nimeh Allegedly Made Unsuitable Recommendations of Non-traditional ETF’s and Purportedly Committed Sales Practice Violations Kinan Nimeh allegedly made unsuitable recommendations of non-traditional ETF’s and purportedly committed sales practice violations according to a recent Letter of Acceptance, Waiver, and Consent (AWC) presently being reviewed by attorneys Alan Rosca and James Booker. Investors who believe they… Read more »

Craig Langweiler – Excessive and Unauthorized Trading in a Customer Account

Rochester stockbroker fraud attorney

Craig Gary Langweiler Allegedly Engaged in Excessive and Unsuitable Trading of a Customer Account and this High Volume Trading Purportedly Generated Commissions of $27,092 Craig Gary Langweiler, a stockbroker formerly registered with Summit Brokerage Services, Inc., and of Newton, Pennsylvania, allegedly excessively traded the account of a customer from Meyers Associates, L.P. (now known as… Read more »

Yukom / Lee Elbaz— Alleged Binary Options Trading Fraud

Cleveland stockbroker fraud lawyer

Lee Elbaz, a.k.a. Lena Green, the CEO of Yukom and the operator of BinaryBook in Israel, Allegedly Operated a Fraudulent Binary Options Scheme; Elbaz’s Case Has Lee Elbaz, a.k.a. Lena Green, the CEO of Yukom, and the operator of BinaryBook in Israel, allegedly operated a fraudulent binary options scheme and was recently arrested by the… Read more »

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