CRD# 5573340

INVESTIGATED by Peiffer Rosca. Click here for details

Current status: Not Licensed
Disclosure eventsyes (see report below for more details)
Employment history:
01/2013 – 06/2014 LPL Financial, LLC CRD# 6413
10/2012 – 11/2012 J.P. Morgan Securities, LLC CRD# 79
05/2010 – 10/2012 Chase Investment Services Corp. CRD# 25574
06/2009 – 03/2010 Morgan Stanley Smith Barney CRD# 149777
09/2008 – 06/2009 Morgan Stanley & Co. Incorporated CRD# 8209

Brokercheck report available here:

 

 

 

 

Source: FINRA, www.finra.org . Check latest employment history here.