Future Income Payments Lawsuit Securities Fraud

Future Income Payments Lawsuit Securities Fraud If you invested in Future Income Payments (“FIP”), the securities attorneys at Peiffer Wolf Carr & Kane, APLC may be able to help you recover any losses. If you were advised to invest in FIP, we are investigating claims against the sales agents that sold and/or recommended FIP “investments…. Read more »

OptionSellers and INTL FC Stone Lawsuit

OptionSellers.com and INTL FC Stone Lawsuit OptionSellers.com Investment Loss Recovery Center: If you lost money due to OptionSellers.com’s risky trading strategies, the securities attorneys at Peiffer Wolf Carr & Kane will FIGHT to help you recover your losses. If you are an OptionSellers.com investor who invested in their natural gas plan, we are actively investigating… Read more »

GPB CAPITAL HOLDINGS SECURITY FRAUD INVESTIGATION

Investigation into GPB Capital Holdings Investors were pitched attractive returns offered GPB and the broker-dealers who sold the GPB Funds. Brokers, however, were motived by the 8% commission for selling GPB funds. It now appears as if brokers received more than $100 million in commissions. According to its website, “GPB Capital is a New York-based… Read more »

Kristian Gaudet Lawsuit | Broker Misconduct

Who Is Kristian Gaudet? | Kristian Gaudet Lawsuit Kristian Gaudet was a Cut Off, Louisiana stockbroker. Gaudet was formerly registered with Ameritas Investment Corp, but he was recently barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity. According to FINRA’s BrokerCheck website for Public Disclosures, “Gaudet consented to the sanction and… Read more »

UBS Yield Enhancement Strategy Lawsuits

UBS Yield Enhancement Strategy Lawsuits | UBS YES Lawsuits | Credit Suisse YES Lawsuits UBS Group and Credit Suisse are multinational investment banks and financial services companies with offices in most major financial centers. UBS and Credit Suisse pitched the Yield Enhancement Strategy (YES) as a low-risk alternative to traditional investing. However, UBS YES investors… Read more »

Dock Treece Investigation

Dock Treece Investigation The Ohio Department of Commerce has issued an order to Toledo investment adviser, Dock Treece, stating it intends to suspend his securities license and shut down his investment firms. The department’s division of securities last month notified Dock Treece of Treece Financial Services Corp. and Treece Investment Advisory Corp., that it intends… Read more »

John Davenport Lawsuit | Broker Misconduct

Who Is John Davenport? | John Davenport Lawsuit John Francis Davenport is a Norwalk, Connecticut and Bakersfield, California broker. John Davenport of Davenport & Associates is currently registered with Liberty Partners Financial Services and was previously registered 11 additional firms for short periods of time: Securities America, FSC Securities Corp., SII Investments, Royal Alliance Associates,… Read more »

Jenna Brown Lawsuit | Broker Misconduct

Who Is Jenna Brown? | Jenna Brown Lawsuit Jenna Brown is a Syracuse, New York broker. Jenna Brown is currently registered with Lifemark Securities Corporation and was previously registered with Cadaret Grant & Co. Jenna Brown currently has 2 Brokercheck Disclosures, including a regulatory suspension and civil and administrative penalty imposed by FINRA. The suspension… Read more »

GDS Holdings Investigation

GDS Holdings Investigation On July 31, 2018, a report published by Blue Orca Capital alleged that “GDS is borrowing crippling amounts of debt to enrich insiders by acquiring data centers from undisclosed related parties which are not nearly as valuable as the Company claims. We believe that since becoming a public Company, GDS has borrowed… Read more »

Andrew Corbman Lawsuit

Who Is Andrew Corbman? Andrew Corbman Investigation. KOVACK SECURITIES INC was ordered to pay $428,250 on behalf of Andrew Corbman in a customer dispute for Violations of the Virginia Securities Act, Common Law Fraud, Securities Fraud, Breach of Fiduciary Duty, Unsuitability, Negligence, and Breach of Contract. Broker Andrew Corbman was suspended from FINRA in 2016…. Read more »