Gary Mastrodonato Lawsuit | Broker Misconduct

Who Is Gary Mastrodonato? | Gary Mastrodonato Lawsuit Gary Mastrodonato is an Oriental, North Carolina broker. After bouncing around the industry, Mastrodonato was most recently registered with Madison Avenue Securities. Mastrodonato currently has 4 Brokercheck Disclosures, including a pending Customer Dispute for “violations of FINRA Rule 2110, Violations of FINRA Rule 2111, Negligence, Misrepresentations and… Read more »

Eddie Lyons Lawsuits | Broker Misconduct

Who Is James “Eddie” Lyons? | Shreveport Golfer Turned Broker James Edward Lyons, better known as Eddie, was a Shreveport broker for Raymond James & Associates in Shreveport, LA. Eddie is well-known in the Shreveport-Bosier City golf community due to his past amateur golfing successes. However, he is now gaining infamy in the area for… Read more »

Austin Dutton Lawsuits

Austin Dutton Lawsuits | Who Is Austin Dutton? Austin Dutton was the Doylestown, PA broker who marketed real estate securities to clients that included Philadelphia police officers and firefighters. Dutton promised that these investments would have attractive yields, but proved difficult to market when the time came to sell. Now, he’s back in business: Dutton… Read more »

Harbor Capital Advisory Services | American Portfolios

Invest with Frank or Jeremy Monte? American Portfolios Financial Services of Holbrook, NY Found Liable for a Failure to Supervise Harbor Capital Brokers. On November 2, 2017, a Financial Industry Regulatory Authority (“FINRA”) Arbitration Panel awarded Elizabeth Jachles (“Libby”), a retired Brighton teacher, $461,377.15 to be paid by American Portfolios Financial Services, Inc. The award is the result… Read more »

Alliance Bernstein & Eaton Vance 401k Performance and Fee Investigation

Alliance Bernstein & Eaton Vance 401k Performance and Fee Investigation Peiffer Wolf Carr & Kane is investigating Alliance Bernstein and Eaton Vance employee 401(k) accounts. Our initial investigation has uncovered that Alliance Bernstein and Eaton Vance have inserted substantial amounts of their own proprietary funds, allowing both of these companies to earn fees from their… Read more »

Schorsch REIT Disaster Lawsuit

Schorsch REIT Disaster Lawsuit The share price of Nicholas Schorsch’s American Finance Trust, Inc. (AFIN) REIT plummeted since trading began on July 19. If you invested in AFIN, the securities attorneys at Peiffer Wolf Carr & Kane, APLC may be able to help you recover any losses. Nicholas Schorsch’s American Finance Trust, Inc. (AFIN) Real… Read more »

Woodbridge Bankruptcy

Woodbridge Bankruptcy Fraud Investigation Already under investigation by the SEC, the Woodbridge Group of Companies, a luxury real estate developer, missed payments on notes sold to investors and filed chapter 11 bankruptcy. The Securities Lawyers at Peiffer Wolf Carr & Kane are aggressively investigating the recent Chapter 11 Bankruptcy of Woodbridge, specifically as it relates to numerous… Read more »

Michael Ralby Lawsuit | Broker Misconduct

Who Is Michael Ralby? | Michael Ralby Lawsuit Michael Ralby, an ex-Morgan Stanley broker, was recently terminated for allegedly accepting loans from clients. Since then, he has now been barred by the Financial Industry Regulatory Authority (FINRA) after he declined to take part in its investigation. Broker Michael Ralby, who worked for Morgan Stanley in… Read more »

Ralph Willard Savoie Lawsuit | Broker Misconduct

Who Is Ralph Willard Savoie? | Ralph Willard Savoie Lawsuit Ralph Willard Savoie defrauded investors for more than three years beginning in 2013, telling his clients that he would invest their money in securities and insurance, and to develop industrial cooling towers, according to court documents. Savoie guaranteed high rates of return to his clients,… Read more »

Michael Giokas Lawsuits | Giokas Wealth Advisors Lawsuits

Who Is Michael Giokas? | Giokas Wealth Advisors In October 2017, Michael Giokas, founder of Giokas Wealth Advisors in Williamsville, NY, was reportedly arrested on criminal fraud charges. His arrest was the result of an extensive investigation by the FBI’s Buffalo Office concerning allegations that Giokas misappropriated $200,000 from one of his clients. At Giokas’… Read more »