Brantly Chavis— Conversion of Customer Funds

misconductBrantly Chavis Allegedly Converted at Least $25,000 from a OneAmerica Customer

Brantly Chavis allegedly converted at least $25,000 for a OneAmerica customer, according to a recent FIRNA Letter of Acceptance, Waiver and Consent currently under review by attorneys Alan Rosca and Joe Peiffer.

Furthermore, Chavis allegedly converted said funds from an outside business activity known as Aqua Green Industries, Inc., and also allegedly failed to disclose this outside business activity to OneAmerica. Aqua Green was purportedly established to clean industrial waste water using “green” chemicals and treatment.

The Peiffer Rosca Wolf securities rights lawyers are currently investigating Brantly Chavis for allegedly converting customer funds. It was established to clean industrial waste water using “green” chemicals and treatment.

Brantly Chavis Allegedly Solicited $118,000 in Purported Investments for Aqua Green from a then 87-year Old Customer Known only as BG

Brantly Chavis allegedly solicited $118,000 in purported investments for Aqua Green from then 87-year old customer BG, according to a recent FIRNA Letter of Acceptance, Waiver and Consent presently being reviewed by attorneys Alan Rosca and Joe Peiffer.

What is more, Chavis also allegedly transferred $25,000 of the funds to himself, from which he then paid personal expenses unrelated to Aqua Green, the AWC notes.

Brantly Chavis, based on the aforementioned behavior, allegedly violated FINRA Rules, and agreed to a bar from associating with any FINRA member in any capacity, the AWC further alleges. One should also note that, according to the AWC, Chavis accepted and consented, without admitting or denying the FINRA findings.

Securities Rights Lawyers Investigating

The Peiffer Rosca Wolf securities rights lawyers often represent investors who lose money as a result of alleged customer fund conversion. They are currently investigating Brantly Chavis for allegedly converting customer funds and engaging in outside business activity. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Brantly Chavis for allegedly converting customer funds may contact the securities rights lawyers at Peiffer Rosca Wolf, Alan Rosca or Joe Peiffer, for a free no-obligation evaluation of their recovery options, at 888-998-0520.

Alan Rosca (1168 Posts)

Alan is a securities lawyer. He also teaches Securities Regulation at the Cleveland-Marshall College of Law. He focuses his legal practice on complex commercial and financial litigation and arbitration, particularly in the areas of securities and investment fraud. His office is in Cleveland, Ohio.


In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow cases about which we report, and/or to publish subsequent blogs regarding various developments that may occur in such cases. Readers are encouraged to conduct their own research regarding any such cases and any developments that may or may not have occurred in such cases.