Brantly Chavis— Conversion of Customer Funds
Brantly Chavis Allegedly Converted at Least $25,000 from a OneAmerica Customer
Brantly Chavis allegedly converted at least $25,000 for a OneAmerica customer, according to a recent FIRNA Letter of Acceptance, Waiver and Consent currently under review by attorneys Jason Kane and Joe Peiffer.
Furthermore, Chavis allegedly converted said funds from an outside business activity known as Aqua Green Industries, Inc., and also allegedly failed to disclose this outside business activity to OneAmerica. Aqua Green was purportedly established to clean industrial waste water using “green” chemicals and treatment.
The Peiffer Wolf Carr & Kane securities rights lawyers are currently investigating Brantly Chavis for allegedly converting customer funds. It was established to clean industrial waste water using “green” chemicals and treatment.
Brantly Chavis Allegedly Solicited $118,000 in Purported Investments for Aqua Green from a then 87-year Old Customer Known only as BG
Brantly Chavis allegedly solicited $118,000 in purported investments for Aqua Green from then 87-year old customer BG, according to a recent FIRNA Letter of Acceptance, Waiver and Consent presently being reviewed by attorneys Jason Kane and Joe Peiffer.
What is more, Chavis also allegedly transferred $25,000 of the funds to himself, from which he then paid personal expenses unrelated to Aqua Green, the AWC notes.
Brantly Chavis, based on the aforementioned behavior, allegedly violated FINRA Rules, and agreed to a bar from associating with any FINRA member in any capacity, the AWC further alleges. One should also note that, according to the AWC, Chavis accepted and consented, without admitting or denying the FINRA findings.
Securities Rights Lawyers Investigating
The Peiffer Wolf Carr & Kane securities rights lawyers often represent investors who lose money as a result of alleged customer fund conversion. They are currently investigating Brantly Chavis for allegedly converting customer funds and engaging in outside business activity. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.
Investors who believe they lost money as a result of Brantly Chavis for allegedly converting customer funds may contact the securities rights lawyers at Peiffer Wolf Carr & Kane, Jason Kane or Joe Peiffer, for a free no-obligation evaluation of their recovery options, at (585) 310-5140.