Michael DeRosa Barred from Securities Industry in Connection with Success Trade Note Sales

Michael Andrew DeRosa, an investment professional, has been permanently barred from the securities industry by the regulators for his alleged participation in the sale of promissory notes issued by Success Trade Securities. Michael DeRosa’s case is related to an earlier regulatory case currently pending against Success Trade Securities and its CEO, Fuad Ahmed, arising out of their alleged… Read more »

Ramnik Singh Aulakh Barred from Associating with FINRA Members

Ramnik Singh Aulakh, a stockbroker formerly affiliated with beleaguered stockbrokerage firm Success Trade Securities, has been sanctioned by the regulators with a permanent bar from the securities industry. Ramnik Aulakh’s case is related to an earlier case pending against Success Trade Securities and its CEO, Fuad Ahmed, in connection with the alleged sales of promissory notes. FINRA filed a… Read more »