Christopher CharIes Burtraw—Borrowing of Funds from Customers

Christopher CharIes Burtraw Allegedly Borrowed Funds from Multiple J.P Turner& Company LLC Customers

Christopher CharIes Burtraw allegedly borrowed funds from multiple J.P Turner & Company LLC customers, according to a recent Letter of Acceptance, Waiver and Consent (AWC).

Said AWC also reports that Burtraw was hired by J.P Turner & Company LLC in November of 2014, but was then terminated on September 30, 2015, and that Burtraw’s registration with FINRA ended on October 1, 2015.

Christopher CharIes Burtraw Barred by FINRA after Allegedly Borrowing Money from Firm Clients

Christopher CharIes Burtraw has been barred by FINRA for failure to provide documents and information requested during the course of an investigation into allegations that Burtraw borrowed funds from J.P Turner & Company LLC customers, the AWC notes.

By refusing to respond to FINRA’s request for documents and information as requested pursuant to FINRA Rules Burtraw allegedly violated FINRA Rules, the AWC notes.

One should also note that, according to the AWC, Christopher CharIes Burtraw neither admitted nor denied the FINRA findings.

The Peiffer Rosca Wolf Securities Lawyers Often Assist Investors

The Peiffer Rosca Wolf securities lawyers assist investors who lose money as a result of allegedly borrowing funds from customers. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of brokers who have borrowed money from firm clients are encouraged to contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or Joe Peiffer, for a free, no-obligation evaluation of their recovery options, at 888-998-0520.

Alan Rosca (1157 Posts)

Alan is a securities lawyer. He also teaches Securities Regulation at the Cleveland-Marshall College of Law. He focuses his legal practice on complex commercial and financial litigation and arbitration, particularly in the areas of securities and investment fraud. His office is in Cleveland, Ohio.


In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow cases about which we report, and/or to publish subsequent blogs regarding various developments that may occur in such cases. Readers are encouraged to conduct their own research regarding any such cases and any developments that may or may not have occurred in such cases.