Christopher CharIes Burtraw—Borrowing of Funds from Customers
Christopher CharIes Burtraw Allegedly Borrowed Funds from Multiple J.P Turner& Company LLC Customers
Christopher CharIes Burtraw allegedly borrowed funds from multiple J.P Turner & Company LLC customers, according to a recent Letter of Acceptance, Waiver and Consent (AWC).
Said AWC also reports that Burtraw was hired by J.P Turner & Company LLC in November of 2014, but was then terminated on September 30, 2015, and that Burtraw’s registration with FINRA ended on October 1, 2015.
Christopher CharIes Burtraw Barred by FINRA after Allegedly Borrowing Money from Firm Clients
Christopher CharIes Burtraw has been barred by FINRA for failure to provide documents and information requested during the course of an investigation into allegations that Burtraw borrowed funds from J.P Turner & Company LLC customers, the AWC notes.
By refusing to respond to FINRA’s request for documents and information as requested pursuant to FINRA Rules Burtraw allegedly violated FINRA Rules, the AWC notes.
One should also note that, according to the AWC, Christopher CharIes Burtraw neither admitted nor denied the FINRA findings.
The Peiffer Rosca Wolf Securities Lawyers Often Assist Investors
The Peiffer Rosca Wolf securities lawyers assist investors who lose money as a result of allegedly borrowing funds from customers. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.
Investors who believe they lost money as a result of brokers who have borrowed money from firm clients are encouraged to contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or Joe Peiffer, for a free, no-obligation evaluation of their recovery options, at 888-998-0520.