Christopher F. Brogdon— Civil Fraud

investment fraud attorneysChristopher F. Brogdon’s Promissory Notes were Allegedly Sold by a Tinton Fall, New Jersey-based Firm That is Now Facing a Civil Fraud Complaint Filed by FINRA

Christopher F. Brogdon’s was allegedly involved in a scheme wherein FINRA filed a civil fraud complaint against a Tinton Falls, New Jersey-based firm that sold more than $8 million of Brogdon’s promissory note investments, or loans investors made to various senior homes in exchange for income, according to a recent Complaint from the SEC currently under review by attorneys Joe Peiffer and Alan Rosca.

Said promissory notes at issue were executed on behalf of one of several entities controlled by Christopher F. Brogdon, an Atlanta buSsinessman, the SEC also notes.

What is more, the payment of principal and interest on the promissory notes underlying each certificates of participation (COP) was guaranteed by Brogdon, Brogdon’s wife, and/or two entities controlled by Brogdon: B.F., L.L.C., and C. I., L.L.C. The Peiffer Rosca Wolf securities lawyers are currently investigating the sale of Christopher F. Brogdon’s promissory notes.

Christopher F. Brogdon Had Twice been Barred from the Securities industry, Once for “egregious misconduct” Involving Unauthorized Transactions, and Also for a Separate “Scheme” Involving Financial Misconduct

Christopher F. Brogdon has allegedly twice been barred from the securities industry, once for “egregious misconduct” involving unauthorized transactions, and later for a separate “scheme” involving financial misconduct, according to a recent Complaint from the SEC currently under review by attorneys Joe Peiffer and Alan Rosca.

What is more, Brogdon had been indicted for racketeering, theft, and Medicaid fraud, had been found liable for breaching a stock repurchase guarantee agreement, and several entities controlled by Brogdon had filed for bankruptcy, the SEC reports.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged investment fraud and schemes. They are currently investigating the sale of Christopher F. Brogdon’s promissory notes. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of the sale of Christopher F. Brogdon’s promissory notes Christopher may contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or Joe Peiffer, for a free no-obligation evaluation of their recovery options, at 888-998-0520.

Alan Rosca (1157 Posts)

Alan is a securities lawyer. He also teaches Securities Regulation at the Cleveland-Marshall College of Law. He focuses his legal practice on complex commercial and financial litigation and arbitration, particularly in the areas of securities and investment fraud. His office is in Cleveland, Ohio.


In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow cases about which we report, and/or to publish subsequent blogs regarding various developments that may occur in such cases. Readers are encouraged to conduct their own research regarding any such cases and any developments that may or may not have occurred in such cases.