Christopher F. Brogdon— Civil Fraud
Christopher F. Brogdon’s Promissory Notes were Allegedly Sold by a Tinton Fall, New Jersey-based Firm That is Now Facing a Civil Fraud Complaint Filed by FINRA
Christopher F. Brogdon’s was allegedly involved in a scheme wherein FINRA filed a civil fraud complaint against a Tinton Falls, New Jersey-based firm that sold more than $8 million of Brogdon’s promissory note investments, or loans investors made to various senior homes in exchange for income, according to a recent Complaint from the SEC currently under review by attorneys Joe Peiffer and Jason Kane.
Said promissory notes at issue were executed on behalf of one of several entities controlled by Christopher F. Brogdon, an Atlanta buSsinessman, the SEC also notes.
What is more, the payment of principal and interest on the promissory notes underlying each certificates of participation (COP) was guaranteed by Brogdon, Brogdon’s wife, and/or two entities controlled by Brogdon: B.F., L.L.C., and C. I., L.L.C. The Peiffer Wolf securities lawyers are currently investigating the sale of Christopher F. Brogdon’s promissory notes.
Christopher F. Brogdon Had Twice been Barred from the Securities industry, Once for “egregious misconduct” Involving Unauthorized Transactions, and Also for a Separate “Scheme” Involving Financial Misconduct
Christopher F. Brogdon has allegedly twice been barred from the securities industry, once for “egregious misconduct” involving unauthorized transactions, and later for a separate “scheme” involving financial misconduct, according to a recent Complaint from the SEC currently under review by attorneys Joe Peiffer and Jason Kane.
What is more, Brogdon had been indicted for racketeering, theft, and Medicaid fraud, had been found liable for breaching a stock repurchase guarantee agreement, and several entities controlled by Brogdon had filed for bankruptcy, the SEC reports.
Securities Lawyers Investigating
The Peiffer Wolf securities lawyers often represent investors who lose money as a result of alleged investment fraud and schemes. They are currently investigating the sale of Christopher F. Brogdon’s promissory notes. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.
Investors who believe they lost money as a result of the sale of Christopher F. Brogdon’s promissory notes Christopher may contact the securities lawyers at Peiffer Wolf, Jason Kane or Joe Peiffer, for a free no-obligation evaluation of their recovery options, at 585-310-5140.