Christopher F. Brogdon—Modified Asset Freeze and Injunction

investment fraud attorneysChristopher F. Brogdon Facing Modified Asset Freeze and Injunction from the SEC

The Peiffer Rosca Wolf securities lawyers are currently investigating Christopher F. Brogdon, who allegedly ran a nursing home scheme, according to a recent SEC Order.

Christopher F. Brogdon is now facing a modified asset freeze and injunction, according to a recent SEC Order currently under review by attorneys Joe Peiffer and Alan Rosca.

Some of the main points from the Order include that the Brogdons may open a new personal bank account at Piedmont Bank that shall be excluded from the previous Court Order of November 20, 2015, or “the New Account”, according to the SEC Order.

The Brogdons May Now Take a One-Time Withdrawal from Bank Accounts

Brogdon allegedly piled up nearly $190 million through dozens of municipal bond and private placement offerings to investors who would earn interest from revenues generated by nursing homes, assisted living facilities, or other retirement community projects, according to a recent SEC Order currently under review by attorneys Joe Peiffer and Alan Rosca.

To the contrary, the SEC found that Brogdon covertly mixed investor funds in typical Ponzi scheme like fashion and redirected investor funds to other business ventures and personal expenses, according to the SEC Order.

In a related action against brokerage firm Cantone Research, the regulators reportedly noted that Brogdon was twice barred from the securities industry and also that he had been indicted for racketeering, theft, and Medicaid fraud, the SEC Order reports.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged investment fraud and schemes. They are currently preparing to take action and we would like to talk to more investors involved with the sale of Christopher F. Brogdon’s promissory notes. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of the sale of Christopher F. Brogdon’s promissory notes Christopher may contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or Joe Peiffer, for a free no-obligation evaluation of their recovery options, at 888-998-0520.

Alan Rosca (1157 Posts)

Alan is a securities lawyer. He also teaches Securities Regulation at the Cleveland-Marshall College of Law. He focuses his legal practice on complex commercial and financial litigation and arbitration, particularly in the areas of securities and investment fraud. His office is in Cleveland, Ohio.


In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow cases about which we report, and/or to publish subsequent blogs regarding various developments that may occur in such cases. Readers are encouraged to conduct their own research regarding any such cases and any developments that may or may not have occurred in such cases.