Clifford D. Morgan—Outside Business Activities
Clifford D. Morgan Allegedly Participated in Several Outside Business Activities without Proper Prior Consent from Uhlmann Price Securities
Clifford D. Morgan allegedly participated in numerous outside business activities without providing proper consent from Uhlmann Price Securities, according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC) currently under review by attorneys Joe Peiffer and Alan Rosca.
Clifford D. Morgan, while connected with an entity known only as Company A, was allegedly appointed as an advisor to an entity known as Company D, and was subject to a consulting agreement specifying that Morgan would receive compensation, the AWC notes.
The Peiffer Rosca Wolf securities lawyers are currently investigating Clifford D. Morgan’s alleged numerous outside business activities without providing proper consent from Uhlmann Price Securities.
Clifford D. Morgan and Business Associates Allegedly Formed Companies Outside the Sphere of His Duties at Uhlmann Price Securities, Purportedly Received Compensation for Said Activity
Clifford D. Morgan, also in connection with Company A, was also involved in the formation of an entity known as Company E wherein he opened a bank account for the LLC that both Morgan and another individual could access, the AWC reports.
Morgan also conducted business for Company F, from which his company received $60,000, the AWC also notes.
What is more, Morgan and another individual formed an entity known as Company J, a non-profit entity, for which Morgan served as Treasurer and the entity listed Morgan’s address as its place of business, the AWC also reports.
Securities Lawyers Investigating
The Peiffer Rosca Wolf securities rights lawyers often represent investors who lose money as a result of alleged outside business activities. They are currently investigating Clifford D. Morgan for allegedly participating in outside business activities. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.
Investors who believe they lost money as a result of Clifford D. Morgan’s alleged participation in outside business activities may contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or Joe Peiffer, for a free no-obligation evaluation of their recovery options, at 888-998-0520.