CRD# 2047874

INVESTIGATED by Peiffer Rosca. Click here for details

Current status: Not Licensed
Disclosure eventsyes (see report below for more details)
Employment history:
08/2011 – 01/2013 Ocean Cross Capital Markets, LLC CRD# 156256
11/2006 – 09/2011 Southridge Investment Group, LLC CRD# 45531
01/2005 – 10/2006 Du Pasquier & Co., Inc. CRD# 24750

Brokercheck report available here:

 

Source: FINRA, www.finra.org . Check latest employment history here.