Craig L. Josephberg—Pump-and-Dump Scheme

Craig L. Josephberg Allegedly Ran an Intricate Pump-and-Dump Scheme Involving Shares of a Medical Education Company

Craig L. Josephberg allegedly ran an intricate pump-and-dump scheme involving shares of a medical education company in Pennsylvania and two other microcap stocks, according to SEC Documents currently under review by attorneys Joe Peiffer and Alan Rosca.

From 2010 through 2013, and while associated with Halcyon, Josephberg allegedly introduced Halcyon to an institutional investor which caused Halcyon to serve as a bogus placement agent that hid a kickback of a private placement fee, according to said SEC Documents.

The Peiffer Rosca Wolf securities rights lawyers are currently investigating Craig L. Josephberg and his alleged pump-and-dump scheme.

Craig L. Josephberg Allegedly Engaged in a Promotional Campaign to Hype CodeSmart Shares with Materially Misleading Press Releases

Craig L. Josephberg allegedly acquired 3 million restricted shares of restricted CodeSmart stock in May 2013, and then flooded the market with the shares as though they were unrestricted, according to SEC Documents currently under analysis by attorneys Joe Peiffer and Alan Rosca.
Josephberg then allegedly engaged in a promotional campaign to hype the stock by issuing materially misleading CodeSmart press releases, according to said SEC Documents.

The SEC also reports that trading has been suspended in one of the microcap companies before there could be any further illegal profit.

Securities Rights Lawyers Investigating

The Peiffer Rosca Wolf securities rights lawyers often represent investors who lose money as a result of alleged financial schemes. They are currently investigating Craig L. Josephberg for allegedly operating a pump-and-dump scheme. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Craig L. Josephberg for his alleged Ponzi scheme may contact the investment rights lawyers at Peiffer Rosca Wolf, Alan Rosca or Joe Peiffer, for a free no-obligation evaluation of their recovery options, at 888-998-0520.

Broker: Craig L. Josephberg

Status: INVESTIGATED by Peiffer Rosca.

For brokercheck report and additional info click here!

Alan Rosca (1169 Posts)

Alan is a securities lawyer. He also teaches Securities Regulation at the Cleveland-Marshall College of Law. He focuses his legal practice on complex commercial and financial litigation and arbitration, particularly in the areas of securities and investment fraud. His office is in Cleveland, Ohio.


In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow cases about which we report, and/or to publish subsequent blogs regarding various developments that may occur in such cases. Readers are encouraged to conduct their own research regarding any such cases and any developments that may or may not have occurred in such cases.