Damien Alexander Barred from Securities Industry After Allegations That He Engaged in Undisclosed Outside Business Activites

New Orleans investment fraud attorneyDamien Alexander, formerly associated with Quest Securities, Inc., is barred from the securities industry by the Financial Industry Regulatory Authority (“FINRA”) relating to allegations the he engaged in undisclosed outside business activities and private securities transactions away from Quest.

Alexander failed to respond to FINRA’s attempt to investigate the allegations made against Alexander relating to him engaging in undisclosed outside business activities and private securities transactions away from Quest, according to FINRA.

Alexander was barred from the securities industry as a result of his failure to comply with FINRA’s investigation.

The Peiffer Rosca securities attorneys often represent investors who lose money as a result of Ponzi schemes, investment fraud, or stockbroker misconduct. They are currently investigating the possibility of assisting victims with the recovery of their losses. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of investment fraud or misconduct may contact the securities lawyers at Peiffer Rosca, Jason Kane or Joe Peiffer, for a free, no-obligation evaluation of their recovery options, at (585) 310-5140.

Broker: Damien Alexander

Status: INVESTIGATED by Peiffer Rosca.

For brokercheck report and additional info click here!

Peiffer Wolf (1249 Posts)

In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow cases about which we report, and/or to publish subsequent blogs regarding various developments that may occur in such cases. Readers are encouraged to conduct their own research regarding any such cases and any developments that may or may not have occurred in such cases.