Dawn Bennett—Failure to Investigate Possible Fraud

New Orleans stockbroker fraud attorney

New Orleans stockbroker fraud attorney

Dawn Bennett Allegedly Failed to Testify in an Investigation of Possible Fraud Related to Her Clothing Company, DJBennett.com

Dawn Bennett allegedly failed to provide testimony in an investigation of possible fraud related to her clothing company, DJBennett.com, according to a FINRA Complaint currently under review by attorneys Alan Rosca and James Booker.

Bennett allegedly failed to appear for said testimony on four separate occasions between April and September following a FINRA investigation regarding alleged acts of fraud while she worked at Western International Securities, the Complaint reports.

The Peiffer Rosca Wolf securities lawyers are investigating Dawn Bennett’s alleged failure to investigate possible fraud.

Dawn Bennett Allegedly Sold Approximately $6 Million Worth of Promissory and Convertible Notes to Approximately 30 Investors, Many whom Were Western Customers and Elderly

Dawn Bennett allegedly sold about $6 million of promissory and convertible notes to about 30 investors, many of whom were elderly and included Western’s customers, according to the aforementioned Complaint presently under review by attorney Alan Rosca and James Booker.

It is also possible that Bennett allegedly misappropriated investors’ money and committed fraud, the Complaint further notes.

Finally, Bennett allegedly took part in undisclosed outside business activities and private securities transactions and reports indicate that Western allowed Ms. Bennett to resign last November, the Complaint reports.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged financial fraud and are currently investigating Dawn Bennett’s alleged refusal to investigate fraud. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Dawn Bennett’s alleged refusal to investigate fraud may contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520 or via e-mail at arosca@prwlegal.com or jbooker@prwlegal.com.

Alan Rosca (1123 Posts)

Alan is a securities lawyer. He also teaches Securities Regulation at the Cleveland-Marshall College of Law. He focuses his legal practice on complex commercial and financial litigation and arbitration, particularly in the areas of securities and investment fraud. His office is in Cleveland, Ohio.


In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow cases about which we report, and/or to publish subsequent blogs regarding various developments that may occur in such cases. Readers are encouraged to conduct their own research regarding any such cases and any developments that may or may not have occurred in such cases.