Dawn Bennett—Investment Fraud Allegations
Bennett Allegedly Sold Approximately $6 Million Worth of Promissory and Convertible Notes of DJB Holding, Which Owns DJBennett.com, to About 30 Investors
Dawn Bennett allegedly sold about $6 million of promissory and convertible notes of DJB Holding, which owns here clothing store, DJBennett.com, according to a FINRA Complaint currently under review by attorneys Alan Rosca and James Booker.
Many of the aforementioned customers were elderly and also had allegedly done business with Western International Securities where Bennett had also worked, the Complaint notes.
The Peiffer Rosca Wolf securities lawyers are investigating Dawn Bennett’s alleged failure to investigate possible fraud.
Dawn Bennett Allegedly Did Not Testify in an Investigation of Potential Fraud Related to Her Clothing Company, DJBennett.com
Dawn Bennett allegedly failed to appear for testimony on four separate occasions between April and September following a FINRA investigation regarding alleged acts of fraud while she worked at Western International Securities, according to reports from the aforementioned FINRA Complaint currently under review by attorneys Alan Rosca and James Booker.
Dawn Bennett also allegedly misappropriated investors’ money and committed fraud, according to the Complaint.
Bennett also allegedly participated in undisclosed outside business activities and private securities transactions and purportedly resigned from Western last November, the Complaint reports.
Securities Lawyers Investigating
The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged financial fraud and are currently investigating Dawn Bennett’s alleged refusal to investigate fraud. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.
Investors who believe they lost money as a result of Dawn Bennett’s alleged refusal to investigate fraud may contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520 or via e-mail at email@example.com or firstname.lastname@example.org.