Dawn Bennett—Investment Fraud Allegations

Ponzi scheme recovery attorneysBennett Allegedly Sold Approximately $6 Million Worth of Promissory and Convertible Notes of DJB Holding, Which Owns DJBennett.com, to About 30 Investors

Dawn Bennett allegedly sold about $6 million of promissory and convertible notes of DJB Holding, which owns here clothing store, DJBennett.com, according to a FINRA Complaint currently under review by attorneys Alan Rosca and James Booker.

Many of the aforementioned customers were elderly and also had allegedly done business with Western International Securities where Bennett had also worked, the Complaint notes.

The Peiffer Rosca Wolf securities lawyers are investigating Dawn Bennett’s alleged failure to investigate possible fraud.

Dawn Bennett Allegedly Did Not Testify in an Investigation of Potential Fraud Related to Her Clothing Company, DJBennett.com

Dawn Bennett allegedly failed to appear for testimony on four separate occasions between April and September following a FINRA investigation regarding alleged acts of fraud while she worked at Western International Securities, according to reports from the aforementioned FINRA Complaint currently under review by attorneys Alan Rosca and James Booker.

Dawn Bennett also allegedly misappropriated investors’ money and committed fraud, according to the Complaint.

Bennett also allegedly participated in undisclosed outside business activities and private securities transactions and purportedly resigned from Western last November, the Complaint reports.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged financial fraud and are currently investigating Dawn Bennett’s alleged refusal to investigate fraud. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Dawn Bennett’s alleged refusal to investigate fraud may contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520 or via e-mail at arosca@prwlegal.com or jbooker@prwlegal.com.

 

Alan Rosca (1123 Posts)

Alan is a securities lawyer. He also teaches Securities Regulation at the Cleveland-Marshall College of Law. He focuses his legal practice on complex commercial and financial litigation and arbitration, particularly in the areas of securities and investment fraud. His office is in Cleveland, Ohio.


In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow cases about which we report, and/or to publish subsequent blogs regarding various developments that may occur in such cases. Readers are encouraged to conduct their own research regarding any such cases and any developments that may or may not have occurred in such cases.