CRD# 4748724

INVESTIGATED by Peiffer Rosca. Click here for details
Current status: Barred
Disclosure events: yes (see report below for more details)
Employment history:

03/2013 – 10/2014   Securities America Inc   CRD# 10205

06/2010 – 03/2013   Cambridge Investment Research Inc   CRD# 39543

04/2008 – 06/2010 Wells Fargo Advisors LLC  CRD# 19616
Brokercheck report available here:

Derek Lee Miller CRD

 

 

 

Source: FINRA, www.finra.org . Check latest employment history here.