Edward Joseph Bosch, Sr.—Conversion of Customer Funds and Production of False Accounts

investors rights attorneysEdward Joseph Bosch, Sr. Allegedly Converted Customer Funds and Generated False Account Statements in Order to Conceal his Purported Misconduct

Edward Joseph Bosch, Sr. allegedly converted customer funds and generated false account statements to conceal his misconduct, according to a recent FINRA Letter of Acceptance, Waiver, and Consent (AWC) currently under review by attorneys Alan Rosca and James Booker.

Edward Joseph Bosch, Sr. was a financial advisor and registered representative of LPL Financial from December 2010 to March 2016, working at a branch office in Florence, Kentucky, the AWC notes. In his career, Bosch has also allegedly been the subject of at least two customer complaints, the AWC notes.

The Peiffer Rosca Wolf securities lawyers are currently investigating Edward Joseph Bosch, Sr.’s alleged conversion of customer funds and generation of false account statements.

Edward Joseph Bosch, Sr. Barred for Allegedly Refusing to Provide Documents and Information during the Course of a FINRA Investigation

Edward Joseph Bosch, Sr. allegedly refused to provide documents and information during the course of an investigation into allegations that Bosch converted customer funds and generated false account statements to conceal his misconduct, according to the aforementioned AWC being examined by attorneys Alan Rosca and James Booker.

Edward Joseph Bosch, Sr., as a result of the aforementioned behavior, allegedly violated FINRA and NASD Rules, the AWC notes, and hence, has been barred from associating with any FINRA member in any capacity.

One should also note that, according to the AWC, Edward Joseph Bosch, Sr. neither admitted nor denied the FINRA findings.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged customer fund conversion and are currently investigating Edward Joseph Bosch, Sr.’s alleged conversion of customer funds. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Edward Joseph Bosch, Sr.’s alleged conversion of customer funds are encouraged to contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520.

Alan Rosca (1144 Posts)

Alan is a securities lawyer. He also teaches Securities Regulation at the Cleveland-Marshall College of Law. He focuses his legal practice on complex commercial and financial litigation and arbitration, particularly in the areas of securities and investment fraud. His office is in Cleveland, Ohio.


In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow cases about which we report, and/or to publish subsequent blogs regarding various developments that may occur in such cases. Readers are encouraged to conduct their own research regarding any such cases and any developments that may or may not have occurred in such cases.