CRD# 3204237

INVESTIGATED by Peiffer Rosca. Click here for details

Current status: Not Licensed
Disclosure eventsyes (see report below for more details)
Employment history:
01/2014 – 07/2015   Cambridge Investment Research, Inc.   CRD# 39543
01/2011 – 01/2014   Axa Advisors, LLC   CRD# 6627

Brokercheck report available here:

puccio

Source: FINRA, www.finra.org . Check latest employment history here.