Giovanno Acevedo Broker Complaints
Giovanni Acevedo Allegedly Converted Customer Funds
Have you lost money investing with Giovanno L. Acevedo? If so, you may be able to recover your losses through securities litigation. The Peiffer Rosca Wolf investment recovery lawyers are currently investigating Giovanno L. Acevedo, and his alleged conversion of customer funds.
On January 16, 2015 FINRA issued a “Wells Notice” to Giovanni Acevedo, which is a preliminary determination to take action against Giovanni Acevedo for potential violations of FINRA rules for alleged conversion of customer funds.
Acevedo’s Firm, Voya Financial, Has Recently Settled Two Customer Claims
Giovanni Acevedo’s brokerage firm, Voya Financial (formerly known as ING Financial) has recently settled two customer claims alleging conversion of customer funds, according to recent reports from FINRA. Acevedo worked with Voya Financial in Wilton Manors, Florida from August of 2006 through September of 2014.
In addition, Acevedo worked at Questar Capital Corporation in Ft. Lauderdale, Florida, and also at First Union Brokerage Services in Charlotte, North Carolina.
A cursory glance at Acevedo’s FINRA Broker Report reveals that he has had several disclosed events, including the current investigation, customer disputes, and employment separation after allegations.
Investment Recovery Lawyers Investigating
The Peiffer Rosca Wolf investment recovery attorneys often represent investors who lose money as a result of investment misconduct, and are currently investigating Giovanno L. Acevedo, and his alleged conversion of customer funds. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.
Any investors who believe they lost money as a result of alleged conversion of customer funds committed by Giovanno L. Acevedo, may contact the investment rights attorneys at Peiffer Rosca Wolf, Alan Rosca or Joe Peiffer, for a free, no-obligation evaluation of their recovery options, at 888-998-0520.
Broker: Giovanni Acevedo
Status: INVESTIGATED by Peiffer Rosca.
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