Giovanno Acevedo Broker Complaints

stockbroker misconduct attorneysGiovanni Acevedo Allegedly Converted Customer Funds

Have you lost money investing with Giovanno L. Acevedo? If so, you may be able to recover your losses through securities litigation. The Peiffer Rosca Wolf investment recovery lawyers are currently investigating Giovanno L. Acevedo, and his alleged conversion of customer funds.

On January 16, 2015 FINRA issued a “Wells Notice” to Giovanni Acevedo, which is a preliminary determination to take action against Giovanni Acevedo for potential violations of FINRA rules for alleged conversion of customer funds.

Acevedo’s Firm, Voya Financial, Has Recently Settled Two Customer Claims

Giovanni Acevedo’s brokerage firm, Voya Financial (formerly known as ING Financial) has recently settled two customer claims alleging conversion of customer funds, according to recent reports from FINRA. Acevedo worked with Voya Financial in Wilton Manors, Florida from August of 2006 through September of 2014.

In addition, Acevedo worked at Questar Capital Corporation in Ft. Lauderdale, Florida, and also at First Union Brokerage Services in Charlotte, North Carolina.

A cursory glance at Acevedo’s FINRA Broker Report reveals that he has had several disclosed events, including the current investigation, customer disputes, and employment separation after allegations.

Investment Recovery Lawyers Investigating

The Peiffer Rosca Wolf investment recovery attorneys often represent investors who lose money as a result of investment misconduct, and are currently investigating Giovanno L. Acevedo, and his alleged conversion of customer funds. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Any investors who believe they lost money as a result of alleged conversion of customer funds committed by Giovanno L. Acevedo, may contact the investment rights attorneys at Peiffer Rosca Wolf, Alan Rosca or Joe Peiffer, for a free, no-obligation evaluation of their recovery options, at 888-998-0520.

Broker: Giovanni Acevedo

Status: INVESTIGATED by Peiffer Rosca.

For brokercheck report and additional info click here!

Alan Rosca (1180 Posts)

Alan is a securities lawyer. He also teaches Securities Regulation at the Cleveland-Marshall College of Law. He focuses his legal practice on complex commercial and financial litigation and arbitration, particularly in the areas of securities and investment fraud. His office is in Cleveland, Ohio.


In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow cases about which we report, and/or to publish subsequent blogs regarding various developments that may occur in such cases. Readers are encouraged to conduct their own research regarding any such cases and any developments that may or may not have occurred in such cases.