CRD# 4732999

INVESTIGATED by Peiffer Rosca. Click here for details

Current status: Not Licensed
Disclosure eventsyes (see report below for more details)
Employment history:
10/2011 – 11/2012 LPL Financial, LLC CRD# 6413
06/2006 – 10/2011 Merrill Lynch, Pierce, Fenner & Smith, Incorporated CRD# 7691

Brokercheck report available here:

 

 

 

 

Source: FINRA, www.finra.org . Check latest employment history here.