Gregory Osborne and Middlebury Securities Allegedly Assisted Navagate with False Assurances and Illicit Payments to Earlier Investors
The Peiffer Rosca Wolf investment recovery lawyers are currently investigating the case of Gregory Osborne, 49, and Middlebury Securities, and its alleged assistance to Navagate with false assurances and illicit payments to earlier Navagate investors.
Earlier, we told you that the Peiffer Rosca Wolf investment recovery lawyers were investigating the case of Gregory Rorke, 60, and of Bronxville, New York, who, according to SEC documents currently being reviewed by attorneys Alan Rosca and Joe Peiffer, allegedly made false and misleading statements regarding the sale of Notes for Navagate.
Now, in a separate administrative proceeding, the Peiffer Rosca Wolf investment recovery lawyers are looking into Gregory Osborne and his New Jersey-based broker-dealer Middlebury Securities LLC, which, according to the aforementioned SEC documents, allegedly served as the placement agent in selling Navagate securities.
These SEC documents further report that Osborn and Middlebury Securities allegedly soothed and reassured investors repeatedly that Rorke’s personal guarantee was solid rationale to enter into the deal, despite allegedly knowing or dangerously disregarding that Rorke’s claim was false, and he did not solely possess the assets listed in the personal financial statement.
Osborn and Middlebury Securities also allegedly coordinated payments to some earlier Navagate investors by fraudulently using proceeds from additional investors, despite allegedly being cognizant of the fact or negligently disregarding that such payments are not permitted, according to SEC documents under review by Joe Peiffer and Alan Rosca.
Investment Fraud Attorneys Recovery Lawyers Investigating
The Peiffer Rosca Wolf investment rights attorneys often represent investors who lose money as a result of investment misconduct. They are currently investigating the case of Gregory Osborne and Middlebury Securities, and the possibility of assisting any investors with the recovery of any losses they may have suffered. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.
Investors who believe they lost money as a result of of Gregory Osborne and Middlebury Securities may contact the investment rights attorneys at Peiffer Rosca Wolf, Alan Rosca or Joe Peiffer, for a free, no-obligation evaluation of their recovery options, at 888-998-0520.