CRD# 1865836

INVESTIGATED by Peiffer Rosca. Click here for details
Current status: Not Licensed
Disclosure events: yes (see report below for more details)
Employment history:

03/2006 – 10/2014  First Independent Financial Services, Inc. CRD# 128904
04/2002 – 11/2005  Butler Freeman Tally Financial Group, LLC CRD# 109121

Brokercheck report available here:

James Michael Ham
Source: FINRA, www.finra.org . Check latest employment history here.