Jason Daniel Sayles—Failure to Disclose Involvement after Exceeding Scope of Firm’s Approval

New Orleans Investment fraud attorneysJason Daniel Sayles Allegedly Failed to Disclose Involvement after Exceeding Scope of Firm’s Approval

Jason Daniel Sayles allegedly failed to disclose his involvement in Hajek & Hajek CPA for exceeding the scope of his firm’s approval to be involved with said CPA business, according to a recent FINRA Letter of Acceptance, Waiver, and Consent (AWC) currently under review by attorney Alan Rosca and Joe Peiffer.

Jason Daniel Sayles, in conjunction with Michael William Hajek III, allegedly participated in twelve securities transactions effected in customers’ self-directed IRA accounts totaling over $2.3 million, said AWC notes.

The Peiffer Rosca Wolf securities lawyers are currently investigating Jason Daniel Sayles and his involvement with Michael William Hajek III’s numerous undisclosed outside business activities.

Jason Daniel Sayles Allegedly Involved in Additional Outside Business Activities; Suspended by FINRA and Fined $15,000

Jason Daniel Sayles, while registered with the firms Genworth and Cetera, and from June 2010 through June 2013, was employed by Hajek & Hajek CPA, and allegedly assisted customers of said CPA firm open and administer self-directed IRAs away from the firms and by facilitating customers’ investments in those accounts, some of which included securities, according to a recent FINRA AWC currently under review by attorney Alan Rosca and Joe Peiffer.

Sayles was also allegedly involved in two outside business activities as a Managing Member at Catapult Creative Consulting, LLC, and as a Manager at 432 Investments, LLC, the AWC notes. As a result of the aforementioned behavior, Jason Daniel Sayles allegedly violated NASD and FINRA Rules, and hence, has been suspended and fined $15,000 by FINRA, the AWC reports.

One should also note that, according to the AWC, Jason Daniel Sayles neither admitted nor denied the FINRA findings.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged outside business activity. They are currently investigating Jason Daniel Sayles and his alleged outside business activities. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Jason Daniel Sayles and his alleged outside business activities may contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or Joe Peiffer, for a free no-obligation evaluation of their recovery options, at 888-998-0520.

Alan Rosca (1157 Posts)

Alan is a securities lawyer. He also teaches Securities Regulation at the Cleveland-Marshall College of Law. He focuses his legal practice on complex commercial and financial litigation and arbitration, particularly in the areas of securities and investment fraud. His office is in Cleveland, Ohio.


In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow cases about which we report, and/or to publish subsequent blogs regarding various developments that may occur in such cases. Readers are encouraged to conduct their own research regarding any such cases and any developments that may or may not have occurred in such cases.