Jason Daniel Sayles—Failure to Disclose Involvement after Exceeding Scope of Firm’s Approval
Jason Daniel Sayles Allegedly Failed to Disclose Involvement after Exceeding Scope of Firm’s Approval
Jason Daniel Sayles allegedly failed to disclose his involvement in Hajek & Hajek CPA for exceeding the scope of his firm’s approval to be involved with said CPA business, according to a recent FINRA Letter of Acceptance, Waiver, and Consent (AWC) currently under review by attorney Alan Rosca and Joe Peiffer.
Jason Daniel Sayles, in conjunction with Michael William Hajek III, allegedly participated in twelve securities transactions effected in customers’ self-directed IRA accounts totaling over $2.3 million, said AWC notes.
The Peiffer Rosca Wolf securities lawyers are currently investigating Jason Daniel Sayles and his involvement with Michael William Hajek III’s numerous undisclosed outside business activities.
Jason Daniel Sayles Allegedly Involved in Additional Outside Business Activities; Suspended by FINRA and Fined $15,000
Jason Daniel Sayles, while registered with the firms Genworth and Cetera, and from June 2010 through June 2013, was employed by Hajek & Hajek CPA, and allegedly assisted customers of said CPA firm open and administer self-directed IRAs away from the firms and by facilitating customers’ investments in those accounts, some of which included securities, according to a recent FINRA AWC currently under review by attorney Alan Rosca and Joe Peiffer.
Sayles was also allegedly involved in two outside business activities as a Managing Member at Catapult Creative Consulting, LLC, and as a Manager at 432 Investments, LLC, the AWC notes. As a result of the aforementioned behavior, Jason Daniel Sayles allegedly violated NASD and FINRA Rules, and hence, has been suspended and fined $15,000 by FINRA, the AWC reports.
One should also note that, according to the AWC, Jason Daniel Sayles neither admitted nor denied the FINRA findings.
Securities Lawyers Investigating
The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged outside business activity. They are currently investigating Jason Daniel Sayles and his alleged outside business activities. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.
Investors who believe they lost money as a result of Jason Daniel Sayles and his alleged outside business activities may contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or Joe Peiffer, for a free no-obligation evaluation of their recovery options, at 888-998-0520.