Jeffrey Hamilton Howell—False Reports to Customers, Overvaluing Customer Accounts

New Orleans investment fraud attorneyJeffrey Hamilton Howell Allegedly Created and Sent His Customers Over 300 Weekly Stock Trading Reports Misstating Values Ranging from $289,000 to Approximately $3,000,000

Jeffrey Hamilton Howell, from September 2008 through November 2014, allegedly created and sent his customers over 300 weekly stock trading reports misstating account values ranging from $289,000 to approximately $3,000,000, according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC) currently under review by attorneys Alan Rosca and James Booker.

Howell also later allegedly changed three UBS account statements to line up with the purportedly false information in the Stock Tracking Reports, the AWC also reports.

The Peiffer Rosca Wolf securities lawyers are currently investigating Jeffrey Hamilton Howell’s alleged false reporting to customers.

Jeffrey Hamilton Howell Barred by FINRA for Allegedly Falsifying Customer Reports

Jeffrey Hamilton Howell allegedly impermissibly used his personal e-mail account in order to send a certain number of the aforementioned false reports to his customers, according to said AWC presently under review by attorneys Alan Rosca and James Booker.

As a result of the aforementioned behavior, Howell allegedly violated NASD and FINRA Rules and hence has been barred by FINRA, the AWC notes.

One should also note that, according to the AWC, Jeffrey Hamilton Howell neither admitted nor denied the FINRA findings.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of false reports to customers and are currently investigating Jeffrey Hamilton Howell’s alleged false reports to customers and overvaluation of customer reports. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Jeffrey Hamilton Howell’s alleged false reports to customers and overvaluation of customer reports may contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520.

Alan Rosca (1123 Posts)

Alan is a securities lawyer. He also teaches Securities Regulation at the Cleveland-Marshall College of Law. He focuses his legal practice on complex commercial and financial litigation and arbitration, particularly in the areas of securities and investment fraud. His office is in Cleveland, Ohio.


In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow cases about which we report, and/or to publish subsequent blogs regarding various developments that may occur in such cases. Readers are encouraged to conduct their own research regarding any such cases and any developments that may or may not have occurred in such cases.