Jeffrey S. lngros—Undisclosed Loans from Customers and Engagement in Outside Business Activities

investment fraud attorney ClevelandJeffrey S. lngros Allegedly Accepted Undisclosed Loans from Customers and Engaged in Outside Business Activities

Jeffrey S. lngros allegedly accepted undisclosed loans from customers and engaged in outside business activities, according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC).

Jeffrey S. lngros, who became registered with Raymond James Financial Services, Inc. (RJFS) in November 2013,  on January 19, 2016, received a request from FlNRA staff to appear on February 24-25,201 6 for on-the-record testimony pursuant to FINRA Rules,  the AWC reports.

Jeffrey S. lngros Barred by FINRA for Failure to Appear for On-the-record Related to Allegations that Ingros Accepted Undisclosed Loans from Customers and Engaged in Outside Business Activities

Jeffrey S. lngros reportedly acknowledged that he received FINRA’s request to appear for on-the-record testimony, and that he would not appear for such testimony at any time, according to the AWC.

Ingros, by allegedly refusing to appear for on-the-record testimony as requested pursuant to FINRA Rules, violated FlNRA Rules, the AWC states.

As a result of the aforementioned behavior, Ingros has been barred by FINRA, the AWC notes. One should also note that, according to the AWC, Jeffrey S. lngros neither admitted nor denied the FINRA findings.

The Peiffer Rosca Wolf Securities Lawyers Often Assist Investors

The Peiffer Rosca Wolf securities lawyers assist investors who lose money as a result of alleged undisclosed loans from customers and unapproved outside business activities. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of alleged undisclosed loans from customers and unapproved outside business activities are encouraged to contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or Joe Peiffer, for a free, no-obligation evaluation of their recovery options, at 888-998-0520.

Alan Rosca (1144 Posts)

Alan is a securities lawyer. He also teaches Securities Regulation at the Cleveland-Marshall College of Law. He focuses his legal practice on complex commercial and financial litigation and arbitration, particularly in the areas of securities and investment fraud. His office is in Cleveland, Ohio.


In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow cases about which we report, and/or to publish subsequent blogs regarding various developments that may occur in such cases. Readers are encouraged to conduct their own research regarding any such cases and any developments that may or may not have occurred in such cases.