Jeffrey S. lngros—Undisclosed Loans from Customers and Engagement in Outside Business Activities
Jeffrey S. lngros Allegedly Accepted Undisclosed Loans from Customers and Engaged in Outside Business Activities
Jeffrey S. lngros allegedly accepted undisclosed loans from customers and engaged in outside business activities, according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC).
Jeffrey S. lngros, who became registered with Raymond James Financial Services, Inc. (RJFS) in November 2013, on January 19, 2016, received a request from FlNRA staff to appear on February 24-25,201 6 for on-the-record testimony pursuant to FINRA Rules, the AWC reports.
Jeffrey S. lngros Barred by FINRA for Failure to Appear for On-the-record Related to Allegations that Ingros Accepted Undisclosed Loans from Customers and Engaged in Outside Business Activities
Jeffrey S. lngros reportedly acknowledged that he received FINRA’s request to appear for on-the-record testimony, and that he would not appear for such testimony at any time, according to the AWC.
Ingros, by allegedly refusing to appear for on-the-record testimony as requested pursuant to FINRA Rules, violated FlNRA Rules, the AWC states.
As a result of the aforementioned behavior, Ingros has been barred by FINRA, the AWC notes. One should also note that, according to the AWC, Jeffrey S. lngros neither admitted nor denied the FINRA findings.
The Peiffer Rosca Wolf Securities Lawyers Often Assist Investors
The Peiffer Rosca Wolf securities lawyers assist investors who lose money as a result of alleged undisclosed loans from customers and unapproved outside business activities. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.
Investors who believe they lost money as a result of alleged undisclosed loans from customers and unapproved outside business activities are encouraged to contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or Joe Peiffer, for a free, no-obligation evaluation of their recovery options, at 888-998-0520.
Alan is a securities lawyer. He also teaches Securities Regulation at the Cleveland-Marshall College of Law. He focuses his legal practice on complex commercial and financial litigation and arbitration, particularly in the areas of securities and investment fraud. His office is in Cleveland, Ohio.
