Jerry Irvin Chancy – Unauthorized Transactions Allegations

investment fraud attorneyJerry Irvin Chancy Engaged in Unauthorized Securities Transactions

Jerry Irvin Chancy was barred from the financial industry on February 11, 2015, and the elemental basis of the investigation concerned allegations that Chancy engaged in unapproved and undisclosed outside business activity, according to a FINRA Letter of Acceptance, Waiver, and Consent (AWC).

Chancy entered the securities industry in 1987, when he was associated with a FINRA member, and he has been associated with several FINRA members since 1987, the AWC notes. At all relevant times, and between November 2006 and January 2015, Chancy was associated with Legend Equities Corporation.

Jerry Irvin Chancy Barred from the Financial Industry for Failing to Cooperate with a Regulatory Investigation

In December 2014, FINRA’s Department of Enforcement initiated an investigation into Chancy’s business dealings to ascertain whether he engaged in an unapproved outside business activity and/or engaged in an unapproved private securities transaction. As a result of Chancy’s misconduct, FINRA permanently barred him from the financial industry.

Chancy is no longer associated with any FINRA-member; however, he remains subject to FINRA’s jurisdiction and disciplinary power.

The Peiffer Rosca Wolf Investment Rights Lawyers Often Represent Investors

The Peiffer Rosca Wolf investment rights lawyers often represent investors who lose money as a result of investment misconduct. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of investment misconduct may contact the investment rights lawyers at Peiffer Rosca Wolf, Alan Rosca or Joe Peiffer, for a free, no-obligation evaluation of their recovery options, at 888-998-0520.

Broker: Jerry Irvin Chancy

Status: INVESTIGATED by Peiffer Rosca.

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Alan Rosca (1157 Posts)

Alan is a securities lawyer. He also teaches Securities Regulation at the Cleveland-Marshall College of Law. He focuses his legal practice on complex commercial and financial litigation and arbitration, particularly in the areas of securities and investment fraud. His office is in Cleveland, Ohio.


In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow cases about which we report, and/or to publish subsequent blogs regarding various developments that may occur in such cases. Readers are encouraged to conduct their own research regarding any such cases and any developments that may or may not have occurred in such cases.