Jerry Irvin Chancy – Unauthorized Transactions Allegations
Jerry Irvin Chancy Engaged in Unauthorized Securities Transactions
Jerry Irvin Chancy was barred from the financial industry on February 11, 2015, and the elemental basis of the investigation concerned allegations that Chancy engaged in unapproved and undisclosed outside business activity, according to a FINRA Letter of Acceptance, Waiver, and Consent (AWC).
Chancy entered the securities industry in 1987, when he was associated with a FINRA member, and he has been associated with several FINRA members since 1987, the AWC notes. At all relevant times, and between November 2006 and January 2015, Chancy was associated with Legend Equities Corporation.
Jerry Irvin Chancy Barred from the Financial Industry for Failing to Cooperate with a Regulatory Investigation
In December 2014, FINRA’s Department of Enforcement initiated an investigation into Chancy’s business dealings to ascertain whether he engaged in an unapproved outside business activity and/or engaged in an unapproved private securities transaction. As a result of Chancy’s misconduct, FINRA permanently barred him from the financial industry.
Chancy is no longer associated with any FINRA-member; however, he remains subject to FINRA’s jurisdiction and disciplinary power.
The Peiffer Wolf Investment Rights Lawyers Often Represent Investors
The Peiffer Wolf investment rights lawyers often represent investors who lose money as a result of investment misconduct. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.
Investors who believe they lost money as a result of investment misconduct may contact the investment rights lawyers at Peiffer Wolf, Jason Kane or Joe Peiffer, for a free, no-obligation evaluation of their recovery options, at 585-310-5140.
Broker: Jerry Irvin Chancy
Status: INVESTIGATED by Peiffer Wolf.
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