Jerry McCutchen—Unsuitable Recommendations

New York investor rights attorneyJerry McCutchen Allegedly Made Unsuitable Investment Recommendations Regarding the Purchase of Certain Alternative Investments

Jerry McCutchen allegedly made unsuitable investment recommendations regarding certain alternative investments, according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC) currently under review by attorneys Alan Rosca and James Booker.

Jerry McCutchen has been the subject of at least 15 customer complaints and one judgment or lien, FINRA notes. The customer complaints against McCutchen allege numerous securities violations including alleged unsuitable investments and misrepresentations among other claims, the AWC reports.

The Peiffer Rosca Wolf securities lawyers are currently investigating Jerry McCutchen’s alleged unsuitable recommendations regarding alternative investments.

Jerry McCutchen Barred by FINRA for Allegedly Failing to Appear for On-the-record Testimony

On July 22, 2016, FINRA Staff sent a request to McCutchen for on-the-record testimony pursuant to FINRA Rules, according to the aforementioned AWC currently under review by attorneys Alan Rosca and James Booker.

The request allegedly required that McCutchen appear in Chicago and provide sworn testimony on August 17 and 18, 2016, the AWC notes.

McCutchen acknowledges that he received FINRA’s request and would not appear for on-the record testimony at any time, and hence, violated FINRA Rules and has been barred by FINRA, the AWC reports.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of unsuitable investment recommendations and are currently investigating Jerry McCutchen’s alleged unsuitable investment recommendations regarding certain alternative investments. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Jerry McCutchen’s alleged unsuitable investment recommendations regarding certain alternative investments may contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520.

Alan Rosca (1168 Posts)

Alan is a securities lawyer. He also teaches Securities Regulation at the Cleveland-Marshall College of Law. He focuses his legal practice on complex commercial and financial litigation and arbitration, particularly in the areas of securities and investment fraud. His office is in Cleveland, Ohio.


In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow cases about which we report, and/or to publish subsequent blogs regarding various developments that may occur in such cases. Readers are encouraged to conduct their own research regarding any such cases and any developments that may or may not have occurred in such cases.