CRD# 4357677

INVESTIGATED by Peiffer Rosca. Click here for details

Current status: Not Licensed
Disclosure eventsyes (see report below for more details)
Employment history:
07/2012 – 12/2013 UBS Financial Services, Inc. CRD# 8174
10/2008 – 07/2012 J.P. Morgan Securities, LLC. CRD# 79
02/2007 – 10/2008 J.P. Morgan Securities, Inc. CRD# 18718
10/2004 – 09/2006 UBS International, Inc. CRD# 107726

Brokercheck report available here:

 

 

 

 

Source: FINRA, www.finra.org . Check latest employment history here.