John Hudnall—Unapproved Private Securities Transaction

Cleveland stockbroker fraud lawyerJohn S. Hudnall Allegedly Engaged in an Unapproved Private Securities Transaction and Also Allegedly Organized Unapproved and Undisclosed Financial Sales Promotions to Customers

John Hudnall allegedly engaged in an unapproved private securities transaction and also allegedly organized unapproved and undisclosed financial sales promotions to customers, according to a Complaint from FINRA’a Department of Enforcement currently under review by attorneys Alan Rosca and James Booker.

John S. Hudnall also allegedly provided false information in response to FINRA information requests, said Complaint notes.

The Peiffer Rosca Wolf securities lawyers are investigating John Hudnall’s alleged unapproved private securities transaction.

John S. Hudnall Allegedly Orchestrated an Artificial Split in a Customer’s $400,000 REIT Investment in Wells Core Office Income REIT

John S. Hudnall allegedly split a customer’s $400,000 REIT investment in Wells Core Office Income REIT into two parts with one section being valued at $40,000 and the other piece for $360,000, according to the aforementioned Complaint presently under review by attorneys Alan Rosca and James Booker.

Hudnall then allegedly disclosed and submitted only the smaller part to his firm for supervisory review and approval, the Complaint notes.

Finally, Hudnall allegedly falsely denied using cashier’s checks in connection with his payment of promotional incentives to two customers, the Complaint reports.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged unapproved private securities transactions and are currently investigating John S. Hudnall’s unapproved private securities transactions. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of John S. Hudnall’s unapproved private securities transactions may contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520 or via e-mail at arosca@prwlegal.com or jbooker@prwlegal.com.

Alan Rosca (1157 Posts)

Alan is a securities lawyer. He also teaches Securities Regulation at the Cleveland-Marshall College of Law. He focuses his legal practice on complex commercial and financial litigation and arbitration, particularly in the areas of securities and investment fraud. His office is in Cleveland, Ohio.


In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow cases about which we report, and/or to publish subsequent blogs regarding various developments that may occur in such cases. Readers are encouraged to conduct their own research regarding any such cases and any developments that may or may not have occurred in such cases.