John Rothrock McKinstry—Unsuitable Recommendations and Misleading Statements and Omissions
John Rothrock McKinstry Allegedly Made Unsuitable Recommendations and Misleading Statements and Omissions in Connection with Lending Arrangements to Customers
John Rothrock McKinstry allegedly made unsuitable recommendations and misleading statements and omissions in connection with lending arrangements to customers, according to a Complaint from FINRA’s Department of Enforcement currently under review by attorneys Joe Peiffer and James Booker.
The aforementioned statements were entered into with a certain charitable entity, for which McKinstry purportedly served as an unpaid director, said Complaint notes.
The Peiffer Wolf securities lawyers are currently investigating John Rothrock McKinstry’s alleged unsuitable recommendations and misleading statements and omissions.
John Rothrock McKinstryBarred for Allegedly Declining to Continue to Fully Respond to Requests for Documents and Information and Declining to Appear for On-the-record Testimony
John Rothrock McKinstry, in March of 2016, during the course of an ongoing FINRA investigation, allegedly declined to continue to fully respond to requests for documents and information and declined to appear for on-the-record testimony, according to the aforementioned Complaint being examined by attorneys Joe Peiffer and James Booker.
John Rothrock McKinstry, as a result, allegedly violated FINRA Rules during the course of an investigation that he had made unsuitable securities recommendations to four customers, the Complaint notes.
John Rothrock McKinstry, as a result of the aforementioned behavior, has been barred by FINRA, the Complaint reports.
Securities Lawyers Investigating
The Peiffer Wolf securities lawyers often represent investors who lose money as a result of unsuitable recommendations, and are currently investigating John Rothrock McKinstry’s alleged unsuitable recommendations. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.
Investors who believe they lost money as a result of John Rothrock McKinstry’s alleged unsuitable recommendations are encouraged to contact the securities lawyers at Peiffer Wolf, Joe Peiffer or James Booker, for a free no-obligation evaluation of their recovery options, at 504-523-2434.