Jonathan Glenn Freeland– Misappropriated Funds from a Non-registered Investment Advisory Firm
Jonathan Glenn Freeland Allegedly Misappropriated Funds from a Non-registered Investment Advisory Firm
Jonathan Glenn Freeland, formerly of the M&A Group, LLC, allegedly misappropriated funds from a non-registered investment advisory firm, according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC) currently under review by attorneys Alan Rosca and Joe Peiffer.
Jonathan Glenn Freeland, who saw his employment terminated by the M&A Group, LLC on June 11, 2015, received a letter dated January 13, 2016 from FINRA staff requesting he provide documents and information, the aforementioned AWC reports.
The Peiffer Rosca Wolf securities lawyers are currently investigating Jonathan Glenn Freeland’s alleged misappropriation of funds from a non-registered investment advisory firm.
Jonathan Glenn Freeland Barred by FINRA for Failure to Provide Documents and Information during an Investigation into Allegations that Freeland Misappropriated Funds
Jonathan Glenn Freeland allegedly failed to provide documents and information as requested by FINRA staff in a letter dated January 13, 2016, according to the aforementioned Complaint being examined by attorneys Joe Peiffer and Alan Rosca.
Jonathan Glenn Freeland, in a letter dated January 22, 2016, through his counsel, allegedly informed FINRA staff that he would not provide the requested documents and information at any time, and hence, violated FINRA Rules, and has been barred by FINRA.
One should also note that, according to the AWC, Jonathan Glenn Freeland neither admitted nor denied the FINRA findings.
Securities Lawyers Investigating
The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of misappropriation of funds, and are currently investigating Jonathan Glenn Freeland’s alleged misappropriation of funds. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.
Investors who believe they lost money as a result of Jonathan Glenn Freeland’s alleged misappropriation of funds are encouraged to contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or Joe Peiffer, for a free no-obligation evaluation of their recovery options, at 888-998-0520.