Jonathan Glenn Freeland– Misappropriated Funds from a Non-registered Investment Advisory Firm

investment fraud attorneysJonathan Glenn Freeland Allegedly Misappropriated Funds from a Non-registered Investment Advisory Firm

Jonathan Glenn Freeland, formerly of the M&A Group, LLC, allegedly misappropriated funds from a non-registered investment advisory firm, according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC) currently under review by attorneys Alan Rosca and Joe Peiffer.

Jonathan Glenn Freeland, who saw his employment terminated by the M&A Group, LLC on June 11, 2015, received a letter dated January 13, 2016 from FINRA staff requesting he provide documents and information, the aforementioned AWC reports.

The Peiffer Rosca Wolf securities lawyers are currently investigating Jonathan Glenn Freeland’s alleged misappropriation of funds from a non-registered investment advisory firm.

Jonathan Glenn Freeland Barred by FINRA for Failure to Provide Documents and Information during an Investigation into Allegations that Freeland Misappropriated Funds

Jonathan Glenn Freeland allegedly failed to provide documents and information as requested by FINRA staff in a letter dated January 13, 2016, according to the aforementioned Complaint being examined by attorneys Joe Peiffer and Alan Rosca.

Jonathan Glenn Freeland, in a letter dated January 22, 2016, through his counsel, allegedly informed FINRA staff that he would not provide the requested documents and information at any time, and hence, violated FINRA Rules, and has been barred by FINRA.

One should also note that, according to the AWC, Jonathan Glenn Freeland neither admitted nor denied the FINRA findings.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of misappropriation of funds, and are currently investigating Jonathan Glenn Freeland’s alleged misappropriation of funds.  They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Jonathan Glenn Freeland’s alleged misappropriation of funds are encouraged to contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or Joe Peiffer, for a free no-obligation evaluation of their recovery options, at 888-998-0520.

Alan Rosca (1225 Posts)

Alan is a securities lawyer. He also teaches Securities Regulation at the Cleveland-Marshall College of Law. He focuses his legal practice on complex commercial and financial litigation and arbitration, particularly in the areas of securities and investment fraud. His office is in Cleveland, Ohio.


In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow cases about which we report, and/or to publish subsequent blogs regarding various developments that may occur in such cases. Readers are encouraged to conduct their own research regarding any such cases and any developments that may or may not have occurred in such cases.