Jonathan J. Greenfield— Material Misrepresentations and Omissions to Customers

New York investor rights attorneysJonathan J. Greenfield Allegedly Made Material Misrepresentations and Omissions to Customers

Jonathan J. Greenfield, during the period of March 2012 to October 2012, allegedly made “reckless” material misrepresentations and omissions to three customers regarding the features of GWG Renewable Secured Debentures in connection with their purchases of the Debentures, according to a recent Complaint from FINRA’s Department of Enforcement currently under review by attorneys Joe Peiffer and Alan Rosca.

Jonathan J. Greenfield, during the same period, made additional material misrepresentations and omissions to more than fifty customers who did not purchase the Debentures, the Complaint reports.

The Peiffer Wolf securities lawyers are currently investigating the improper sale of GWG Renewable Secured Debentures by Jonathan J. Greenfield.

Jonathan J. Greenfield Allegedly Provided Twelve Customers with GWG Sales Literature Stating GWG Debentures Secured by Life Insurance Policies Owned by GWG, Barred by FINRA

Jonathan J. Greenfield, between September 2012 and November 2012, allegedly provided twelve customers with GWG sales literature that stated the GWG Debentures were secured by life insurance policies owned by GWG, according to a recent Complaint from FINRA’s Department of Enforcement currently under review by attorneys Joe Peiffer and Alan Rosca.

As a result of his alleged behavior, Jonathan J. Greenfield has been barred by FINRA for allegedly making material misrepresentations and omissions to three customers regarding the features of GWG Renewable Secured Debentures in connection with their purchases of the Debentures, the Complaint notes.

One should also note that, according to the Complaint, Jonathan J. Greenfield neither accepted nor consented, without admitting or denying the FINRA findings.

Securities Rights Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of material misrepresentation. They are currently investigating Jonathan J. Greenfield’s material misrepresentations and omissions. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Jonathan J. Greenfield’s material misrepresentations and omissions may contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or Joe Peiffer, for a free no-obligation evaluation of their recovery options, at 888-998-0520.

Alan Rosca (1144 Posts)

Alan is a securities lawyer. He also teaches Securities Regulation at the Cleveland-Marshall College of Law. He focuses his legal practice on complex commercial and financial litigation and arbitration, particularly in the areas of securities and investment fraud. His office is in Cleveland, Ohio.


In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow cases about which we report, and/or to publish subsequent blogs regarding various developments that may occur in such cases. Readers are encouraged to conduct their own research regarding any such cases and any developments that may or may not have occurred in such cases.