Justin L. Ferguson—Misappropriation of Funds from Customer Accounts

investment fraud attorneysJustin L. Ferguson Allegedly Misappropriated Funds from Customer Accounts Affiliated with Country Capital Management Company

Justin L. Ferguson Allegedly Misappropriated Funds from Customer Accounts Affiliated with Country Capital Management Company, according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC).

Justin L. Ferguson, who was terminated by Country Capital on January 28, 2016, received a letter from FINRA on February 8, 2016, requesting that he provide documents and information pursuant to an investigation regarding the aforementioned and alleged misappropriated funds, according to the AWC.

Justin L. Ferguson Barred by FINRA after Refusing to Respond to Request to Provide Documents and Information

Justin L. Ferguson allegedly sent an e-mail to FINRA staff on February 12, 2016, and by this agreement, acknowledged that he received FINRA’s request to provide the requested documents and information at any time, according to the AWC.

By refusing to respond to FINRA’s request for documents and information as requested pursuant to FINRA Rules, Ferguson allegedly violated FINRA Rules.

One should also note that, according to the AWC, Justin L. Ferguson neither admitted nor denied the FINRA findings.

The Peiffer Rosca Wolf Securities Lawyers Often Assist Investors

The Peiffer Rosca Wolf securities lawyers assist investors who lose money as a result of misappropriation of customer funds. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of misappropriation of funds from customers are encouraged to contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or Joe Peiffer, for a free, no-obligation evaluation of their recovery options, at 888-998-0520.

Alan Rosca (1180 Posts)

Alan is a securities lawyer. He also teaches Securities Regulation at the Cleveland-Marshall College of Law. He focuses his legal practice on complex commercial and financial litigation and arbitration, particularly in the areas of securities and investment fraud. His office is in Cleveland, Ohio.


In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow cases about which we report, and/or to publish subsequent blogs regarding various developments that may occur in such cases. Readers are encouraged to conduct their own research regarding any such cases and any developments that may or may not have occurred in such cases.