Justin L. Ferguson—Misappropriation of Funds from Customer Accounts
Justin L. Ferguson Allegedly Misappropriated Funds from Customer Accounts Affiliated with Country Capital Management Company
Justin L. Ferguson Allegedly Misappropriated Funds from Customer Accounts Affiliated with Country Capital Management Company, according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC).
Justin L. Ferguson, who was terminated by Country Capital on January 28, 2016, received a letter from FINRA on February 8, 2016, requesting that he provide documents and information pursuant to an investigation regarding the aforementioned and alleged misappropriated funds, according to the AWC.
Justin L. Ferguson Barred by FINRA after Refusing to Respond to Request to Provide Documents and Information
Justin L. Ferguson allegedly sent an e-mail to FINRA staff on February 12, 2016, and by this agreement, acknowledged that he received FINRA’s request to provide the requested documents and information at any time, according to the AWC.
By refusing to respond to FINRA’s request for documents and information as requested pursuant to FINRA Rules, Ferguson allegedly violated FINRA Rules.
One should also note that, according to the AWC, Justin L. Ferguson neither admitted nor denied the FINRA findings.
The Peiffer Wolf Carr & Kane Securities Lawyers Often Assist Investors
The Peiffer Wolf Carr & Kane securities lawyers assist investors who lose money as a result of misappropriation of customer funds. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.
Investors who believe they lost money as a result of misappropriation of funds from customers are encouraged to contact the securities lawyers at Peiffer Wolf Carr & Kane, Jason Kane or Joe Peiffer, for a free, no-obligation evaluation of their recovery options, at (585) 310-5140.