Kelsey Marie Molyet—Falsification of Documents, Written Misrepresentations, Impersonating a Customer
Kelsey Marie Molyet Allegedly Falsified Documents Including Checks and Account Statements, Providing them to Firm Customers and Their Agents
Kelsey Marie Molyet, who became employed by J.J.B. Hilliard, W.L. Lyons, LLC in July of 2009, allegedly falsified documents including checks and account statements, according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC).
Molyet also allegedly provided said checks and account statements to J.J.B. Hilliard, W.L. Lyons, LLC customers and their agents, the AWC notes.
J.J.B. Hilliard, W.L. Lyons, LLC, on August 4, 2014, reportedly terminated Molyet’s employment with the firm, the AWC also reports.
Kelsey Marie Molyet Allegedly impersonated a customer during telephone calls with third parties; Barred by FINRA
Kelsey Marie Molyet allegedly impersonated a customer during telephone calls with third parties, according to the AWC, and hence, allegedly violated FINRA Rules.
In September 2014, Molyet also allegedly violated FINRA Rules by falsely asserting, in response to an information request from Staff, that she did not alter documents before sending them to customers and their agents, the AWC reports.
Kelsey Marie Molyet, as a result of allegedly violating multiple FINRA Rules, has been barred by FINRA.
One should also note that, according to the AWC, Kelsey Marie Molyet neither admitted nor denied the FINRA findings.
The Peiffer Wolf Carr & Kane Securities Lawyers Often Assist Investors
The Peiffer Wolf Carr & Kane securities lawyers assist investors who lose money as a result of brokers falsifying documents. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.
Investors who believe they lost money as a result of brokers impersonating customers are encouraged to contact the securities lawyers at Peiffer Wolf Carr & Kane, Jason Kane or Joe Peiffer, for a free, no-obligation evaluation of their recovery options, at (585) 310-5140.