CRD# 2232865

INVESTIGATED by Peiffer RoscaClick here for details

Current status: Not Licensed
Disclosure eventsyes (see report below for more details)
Employment history:
03/2013 – 08/2013   Equinox Securities, Inc.   CRD# 145790
05/1997 – 12/1997    Spectrum Securities, Inc.   CRD# 29305

Brokercheck report available here:

Source: FINRA, www.finra.org . Check latest employment history here.