Matthew Edward O’Callaghan— Possible Conversion and Theft of Funds

California stockbroker fraud attorneyMatthew Edward O’Callaghan Allegedly Engaged in “Possible Conversion and Theft of Funds Related to Transactions Involving Secondary Market Syndicate Loan Trades”

Matthew Edward O’Callaghan, formerly of Odeon Capital Group LLC, allegedly engaged in “possible conversion and theft of funds related to transactions involving secondary market syndicate loan trades”, according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC) currently being reviewed by attorneys Joe Peiffer and Jason Kane.

The Peiffer Wolf Carr & Kane securities lawyers are presently conducting an investigation into Matthew Edward 0’Callaghan’s alleged conversion and theft of funds.

Matthew Edward O’Callaghan Barred by FINRA for Failure to Provide Documents and Information Requested during Course of an Investigation into Allegations in Odeon Capital’s U5 Amendment

Matthew Edward 0’Callaghan allegedly failed to provide documents and information requested by FINRA Enforcement staff pursuant to FINRA Rules after FINRA Enforcement staff sent O’Callaghan a letter requesting that he provide documents and information, according to the aforementioned AWC presently under review by attorneys Joe Peiffer and Jason Kane.

Matthew Edward O’Callaghan allegedly received a notice from FINRA Enforcement staff on January 11, 2016 during the course of an investigation into the allegations contained in the Odeon Capital’s Form U5 Amendment, and allegedly failed to provide the requisite documents and information and, hence, violated FINRA Rules and has been barred by FINRA, the AWC notes.

One should also note that, according to the AWC, Matthew Edward O’Callaghan neither admitted nor denied the FINRA findings.

Securities Lawyers Investigating

The Peiffer Wolf Carr & Kane securities lawyers often represent investors who lose money as a result of possible conversion and theft of funds and are currently investigating Matthew Edward O’Callaghan alleged possible conversion of funds. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Matthew Edward O’Callaghan alleged possible conversion of funds may contact the securities lawyers at Peiffer Wolf Carr & Kane, Jason Kane or Joe Peiffer, for a free no-obligation evaluation of their recovery options, at (585) 310-5140.

phil korosec (1250 Posts)

In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow cases about which we report, and/or to publish subsequent blogs regarding various developments that may occur in such cases. Readers are encouraged to conduct their own research regarding any such cases and any developments that may or may not have occurred in such cases.