Meyers Associates LP and Bruce Meyers– Sending, or Causing to be Sent, Misleading and Unbalanced Advertising Materials via E-mail

Rochester stockbroker fraud attorneyMeyers Associates LP and Bruce Meyers Allegedly Sent, or Caused to be Sent, Misleading and Unbalanced Advertising Materials via E-mail

Meyers Associates LP and Bruce Meyers allegedly sent, or caused to be sent, misleading and unbalanced advertising materials via e-mail, according to a Complaint from FINRA’s Department of Enforcement currently under review by attorneys Alan Rosca and James Booker.

Meyers Associates LP and Bruce Meyers, as placement agent and between May 2008 and at least September 2011, allegedly took in between $1.5 million and $6 million for SignPath Pharma, Inc. through a private offering of 23 convertible preferred stock and warrants, said Complaint notes.

The Peiffer Rosca Wolf securities lawyers are currently investigating Meyers Associates LP and Bruce Meyers’ alleged sending of misleading and unbalanced advertising materials.

Meyers Associates LP and Bruce Meyers Fined a Total of $700,000 and Meyers Barred from Acting in any Supervisory or Principal Capacity and Fined a Total of $75,000

Bruce Meyers, between May 2008 and at least September 2011, using a Meyers Associates e-mail address, allegedly sent, or caused to be sent, 1,037 e-mails about SignPath, according to the aforementioned Complaint being examined by attorneys Alan Rosca and James Booker.

SignPath purportedly is a development stage biotechnology company founded in 2006 by Meyers and Dr. Lawrence Helson to develop synthesized proprietary formulations of curcumin, the Complaint also notes.

As a result of the aforementioned behavior, Meyers violated FINRA and NASD Rules and hence, Meyers Associates LP and Bruce MeyersMeyers Associates has been fined a total of $700,000 and Meyers is barred from acting in any supervisory or principal capacity and fined a total of $75,000, the Complaint reports.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged misleading and unbalanced advertising materials and are currently investigating Meyers Associates LP and Bruce Meyers allegedly sending, or caused to be sent, misleading and unbalanced advertising materials via e-mail. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Meyers Associates LP and Bruce Meyers allegedly sending, or caused to be sent, misleading and unbalanced advertising materials via e-mail Stephen are encouraged to contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520.

Alan Rosca (1169 Posts)

Alan is a securities lawyer. He also teaches Securities Regulation at the Cleveland-Marshall College of Law. He focuses his legal practice on complex commercial and financial litigation and arbitration, particularly in the areas of securities and investment fraud. His office is in Cleveland, Ohio.


In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow cases about which we report, and/or to publish subsequent blogs regarding various developments that may occur in such cases. Readers are encouraged to conduct their own research regarding any such cases and any developments that may or may not have occurred in such cases.