Michael Peter Pacult– Adequacy of Certain Disclosures Contained in the Notice of Proposed Merger Issued to Investors
Michael Peter Pacult Investigated by FINRA Regarding the Alleged Adequacy of Certain Disclosures Contained in the Notice of Proposed Merger Issued to Investors
Michael Peter Pacult was investigated by FINRA regarding the Alleged Adequacy of Certain Disclosures Contained in the Notice of Proposed Merger Issued to Investors, according to a FINRA Letter of Acceptance, Waiver and Consent currently under review by attorneys Alan Rosca and Joe Peiffer.
During all times relevant to this matter, the AWC notes, was the President, Chief Compliance Officer and 50 percent owner of the Firm, Future Investment Company (FIC) whose primary business was the sale of managed futures funds issued by commodity pools owned and managed by Respondent.
The Peiffer Rosca Wolf securities lawyers are currently investigating the adequacy of certain disclosures made by Michael Peter Pacult in the notice of a proposed merger issue to investors.
Michael Peter Pacult Has Been Barred for Failure to Appear for On-the-record Testimony in Connection With a FINRA Investigation
Michael Peter Pacult allegedly received a letter from FINRA requesting that he appear for on-the-record testimony, and acknowledged that he received FINRA’s request to provide the requested documents and information at any time, , according to the aforementioned AWC being examined by attorneys Joe Peiffer and Alan Rosca.
Michael Peter Pacult, by failing to provide on-the-record testimony requested pursuant to FINRA Rules allegedly violated FINRA Rules, the AWC notes.
One should also note that, according to the AWC, Michael Peter Pacult neither admitted nor denied the FINRA findings.
Securities Lawyers Investigating
The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of the adequacy of certain disclosures contained in the notice of proposed merger issued to investors and are currently investigating Michael Peter Pacult’s similar alleged violations. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.
Investors who believe they lost money as a result of Michael Peter Pacult’s adequacy of certain disclosures contained in the notice of proposed merger issued to investors are encouraged to contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or Joe Peiffer, for a free no-obligation evaluation of their recovery options, at 888-998-0520.