Natalie Hall—Forgery of Customer Signatures

investor rights lawyersNatalie Hall Allegedly Forged Customer Signatures on an Outgoing Wire Transfer Form and also on an Electronic Funds Transfer Service Form

Natalie Hall allegedly copied and pasted a customer’s signature on an Outgoing Wire Transfer Request Form, according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC).

Natalie Hall allegedly also copied and pasted another customer’s signature on an Electronic Funds Transfer Service Form, the AWC further alleges, and forged the same customer’s initials on that Form.

Natalie Hall Has Been Suspended Thirty Days by FINRA and Fined $5,000

Natalie Hall, based on the aforementioned allegations of forgery and wire fraud, allegedly violated FINRA Rules. As a result, Hall, who entered the securities industry in July 1998, and whom was associated with Morgan Stanley from June 1999 to September 2013, violated FINRA Rules.

Consequently, Hall, who was terminated by Morgan Stanley on October 22, 2013, has been suspended thirty business days from association with any FINRA broker-dealer in any capacity, and fined $5,000.

FINRA also notes that the fine shall be due and payable either immediately upon re-association with a member firm following the suspension of thirty business days noted above.

The Peiffer Rosca Wolf Investment Recovery Lawyers Often Represent Investors

The Peiffer Rosca Wolf investment recovery lawyers often represent investors who lose money as a result of forgery or wire fraud. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of wire fraud or forgery may contact the investment recovery lawyers at Peiffer Rosca Wolf, Alan Rosca or Joe Peiffer, for a free, no-obligation evaluation of their recovery options, at 888-998-0520.

Alan Rosca (1168 Posts)

Alan is a securities lawyer. He also teaches Securities Regulation at the Cleveland-Marshall College of Law. He focuses his legal practice on complex commercial and financial litigation and arbitration, particularly in the areas of securities and investment fraud. His office is in Cleveland, Ohio.


In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow cases about which we report, and/or to publish subsequent blogs regarding various developments that may occur in such cases. Readers are encouraged to conduct their own research regarding any such cases and any developments that may or may not have occurred in such cases.