Oscar Villarreal’s WW Capital III Fund Investigated by Attorney Joe Peiffer

WW Capital III Fund, organized by Cleveland investment professional Oscar Villarreal, is being investigated by New Orleans attorney Joe Peiffer, following allegations of possible investment misconduct reported in the Cleveland media.

Oscar Villarreal raised funds for his WW Capital III fund from several prominent Cleveland area investors, according to a September 5, 2013 article in the Cleveland Plain Dealer, available here: Oscar Villarreal WW Capital III fund.

Investigation by securities attorney Joe Peiffer indicates Oscar Villarreal filed a “private placement” notice for his WW Capital III Fund with the federal and Ohio securities regulators in 2009, indicating he intended to raise $20 million from investors nationwide.

Prior to that offering, Villarreal raised funds for another investment vehicle through a private placement, according to regulatory documents reviewed by attorney  Joe Peiffer.

Peiffer identified a number of apparent inconsistencies between representations made by Villarreal in the regulatory filing for WW Capital III with the Securities and Exchange Commision and certain statements made by his investors. They are further investigating to determine whether or not the WW Capital III offering was made in accordance with the securities rules and regulations.

Investors in Oscar Villarreal‘s WW Capital III Fund are encouraged to contact New Orleans attorney Joe Peiffer for a free evaluation of their matter, at 504-523-2434 or via email at jpeiffer@pwcklegal.com

No formal charges have been brought against either Villarreal or WW Capital III Fund as of the date of this release.  Everyone is presumed innocent until and unless found guitly by a court of law.  Nothing in this news release should be read as an allegation that Villarreal or WW Capital III fund have violated any laws.

Peiffer Wolf (1300 Posts)

In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow cases about which we report, and/or to publish subsequent blogs regarding various developments that may occur in such cases. Readers are encouraged to conduct their own research regarding any such cases and any developments that may or may not have occurred in such cases.