Oscar Villarreal’s WW Capital III Fund Investigated by Attorney Joe Peiffer
WW Capital III Fund, organized by Cleveland investment professional Oscar Villarreal, is being investigated by New Orleans attorney Joe Peiffer, following allegations of possible investment misconduct reported in the Cleveland media.
Oscar Villarreal raised funds for his WW Capital III fund from several prominent Cleveland area investors, according to a September 5, 2013 article in the Cleveland Plain Dealer, available here: Oscar Villarreal WW Capital III fund.
Investigation by securities attorney Joe Peiffer indicates Oscar Villarreal filed a “private placement” notice for his WW Capital III Fund with the federal and Ohio securities regulators in 2009, indicating he intended to raise $20 million from investors nationwide.
Prior to that offering, Villarreal raised funds for another investment vehicle through a private placement, according to regulatory documents reviewed by attorney Joe Peiffer.
Peiffer identified a number of apparent inconsistencies between representations made by Villarreal in the regulatory filing for WW Capital III with the Securities and Exchange Commision and certain statements made by his investors. They are further investigating to determine whether or not the WW Capital III offering was made in accordance with the securities rules and regulations.
Investors in Oscar Villarreal‘s WW Capital III Fund are encouraged to contact New Orleans attorney Joe Peiffer for a free evaluation of their matter, at 504-523-2434 or via email at firstname.lastname@example.org
No formal charges have been brought against either Villarreal or WW Capital III Fund as of the date of this release. Everyone is presumed innocent until and unless found guitly by a court of law. Nothing in this news release should be read as an allegation that Villarreal or WW Capital III fund have violated any laws.