Patricia Miller Terminated by Investors Capital Corp. After Being Accused of Misappropriating Customer Funds
Patricia Miller, formerly associated with Investors Capital Corp., was accused of misappropriating $80,000 of a customer’s funds, according to a complaint submitted by a customer to the Financial Industry Regulatory Authority (“FINRA”).
The Peiffer Rosca securities practice attorneys Alan Rosca and Joe Peiffer are currently investigating the matter.
On May 21, 2014, Miller was terminated by Investors Capital Corp. for allegedly misappropriating funds, borrowing money from customers, fraudulent investment activity, and creating false documents, according to FINRA records.
The Peiffer Rosca securities attorneys often represent investors who lose money as a result of Ponzi schemes, investment fraud, or stockbroker misconduct. They are currently investigating the possibility of assisting victims with the recovery of their losses relating to their investments with Patricia Miller. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.
Investors who believe they lost money as a result of their investments with Patricia Miller may contact the securities lawyers at Peiffer Rosca, Alan Rosca or Joe Peiffer, for a free, no-obligation evaluation of their recovery options, at 888-998-0520.