Patricia Miller Terminated by Investors Capital Corp. After Being Accused of Misappropriating Customer Funds

Cleveland stockbroker fraud lawyerPatricia Miller, formerly associated with Investors Capital Corp., was accused of misappropriating $80,000 of a customer’s funds, according to a complaint submitted by a customer to the Financial Industry Regulatory Authority (“FINRA”).

The Peiffer Rosca securities practice attorneys Alan Rosca and Joe Peiffer are currently investigating the matter.

On May 21, 2014, Miller was terminated by Investors Capital Corp. for allegedly misappropriating funds, borrowing money from customers, fraudulent investment activity, and creating false documents, according to FINRA records.

The Peiffer Rosca securities attorneys often represent investors who lose money as a result of Ponzi schemes, investment fraud, or stockbroker misconduct. They are currently investigating the possibility of assisting victims with the recovery of their losses relating to their investments with Patricia Miller. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of their investments with Patricia Miller may contact the securities lawyers at Peiffer Rosca, Alan Rosca or Joe Peiffer, for a free, no-obligation evaluation of their recovery options, at 888-998-0520.

Alan Rosca (1234 Posts)

Alan is a securities lawyer. He also teaches Securities Regulation at the Cleveland-Marshall College of Law. He focuses his legal practice on complex commercial and financial litigation and arbitration, particularly in the areas of securities and investment fraud. His office is in Cleveland, Ohio.


In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow cases about which we report, and/or to publish subsequent blogs regarding various developments that may occur in such cases. Readers are encouraged to conduct their own research regarding any such cases and any developments that may or may not have occurred in such cases.