CRD# 4976695

INVESTIGATED by Peiffer Rosca. Click here for details

Current status: Not Licensed
Disclosure eventsyes (see report below for more details)
Employment history:
08/2013 – 07/2014 Cuso Financial Services, L.P. CRD#42132
06/2012 – 09/2012 Bancwest Investment Services, Inc. CRD# 29357
01/2011 – 06/2012 Wells Fargo Advisors, LLC CRD# 19616
09/2006 – 01/2011 Wells Fargo Investments, LLC CRD# 10582

Brokercheck report available here:

 

 

 

 

Source: FINRA, www.finra.org . Check latest employment history here.