CRD# 1977401

INVESTIGATED by Peiffer RoscaClick here for details

Current status: Not Licensed
Disclosure eventsyes (see report below for more details)
Employment history:
05/2005 – 06/2014 Wells Fargo Advisors Financial Network, LLC CRD# 11025
07/2003 – 05/2005 Wachovia Securities, LLC CRD# 19616

Brokercheck report available here:

Ane S. Plate Investigated

 

 

 

Source: FINRA, www.finra.org . Check latest employment history here.