CRD# 4131948

INVESTIGATED by Peiffer Rosca. Click here for details

Current status: Registered Representative
Disclosure eventsyes (see report below for more details)
Employment history:
09/27/2012 – present IBN Financial Services, Inc CRD# 42360
03/2012 – 09/2012 Sandlapper Securities, LLC CRD# 137906
08/2011 – 03/2012 International Financial Solutions, Inc CRD# 40375
04/2011 – 08/2011 Kovack Securities, Inc CRD# 44848
03/2010 – 04/2011 Matrix Capital Group, Inc CRD# 33364
03/2009 – 03/2010 SII Investments, Inc CRD# 2225
06/2005 – 04/2009 First Allied Securities, Inc CRD# 32444

Brokercheck report available here:

Anthony Diaz Investigated 

 

 

 

Source: FINRA, www.finra.org . Check latest employment history here.