CRD# 3083225

INVESTIGATED by Peiffer Rosca. Click here for details

Current status: Registered Representative
Disclosure eventsyes (see report below for more details)
Employment history:
11/2012 – 04/2013 Purshe Kaplan Sterling Investments CRD# 35747
07/2011 – 10/2012 Benjamin F. Edwards & Company, Inc CRD# 146936
01/2008 – 07/2011 Wells Fargo Advisors, LLC CRD# 19616
08/1998 – 01/2008 A.G. Edwards & Sons, Inc CRD# 4

Brokercheck report available here:

Aon D. Miller Investigated

 

 

 

Source: FINRA, www.finra.org . Check latest employment history here.