CRD# 1058338

INVESTIGATED by Peiffer Rosca. Click here for details

Current status: Registered Representative
Disclosure eventsyes (see report below for more details)
Employment history:
08/09/2013 – present Signalpoint Asset Management, LLC IARD# 147578
02/25/2014 – present Signalpoint Capital Management, LLC IARD# 164818
03/2007 – 08/2013 Wells Fargo Advisors Financial Network, LLC CRD# 11025
02/2001 – 03/2007 Morgan Stanley CRD# 7556

Brokercheck report available here:

Dennis R. Walker Investigated 

 

 

Source: FINRA, www.finra.org . Check latest employment history here.