CRD# 2984252

INVESTIGATED by Peiffer Rosca. Click here for details

Current status: Not Licensed
Disclosure eventsyes (see report below for more details)
Employment history:
02/2013 – 07/2014 International Assets Advisory, LLC CRD# 10645
02/2013 – 02/2013 IMS Securities, Inc CRD# 35567
12/2012 – 01/2013 Kovack Securities, Inc CRD# 44848
03/2012 – 12/2012 FSC Securities Corporation CRD# 7461
05/2008 – 04/2012 Southwest Securities, Inc CRD# 6220
04/2007 – 05/2008 Century Securities Associates, Inc CRD# 28218
05/2002 – 04/2007 Stifel, Nicolaus & Company, Incorporated CRD# 793

Brokercheck report available here:

James E. Scott Investigated

 

 

 

Source: FINRA, www.finra.org . Check latest employment history here.