CRD# 1580981

INVESTIGATED by Peiffer RoscaClick here for details

Current status: Registered Representative
Disclosure eventsyes (see report below for more details)
Employment history:
08/08/2013 – present Signalpoint Asset Management, LLC IARD# 147578
02/21/2014 – present Signalpoint Capital Management, LLC IARD# 164818
03/2007 – 08/2013 Wells Fargo Advisors Financial Network, LLC CRD# 11025
04/1987 – 03/2007 Merrill Lynch, Pierce, Fenner & Smith, Inc CRD# 7691

Brokercheck report available here:

John W. Handy Investigated

Source: FINRA, www.finra.org . Check latest employment history here.