CRD# 4039141

INVESTIGATED by Peiffer RoscaClick here for details

Current status: Not Licensed
Disclosure eventsyes (see report below for more details)
Employment history:
12/2011 – 11/2012 High Street Securities, Inc CRD# 104201
09/2009 – 11/2011 Sicor Securities, Inc CRD# 16195
11/2008 – 02/2009 Securities America, Inc CRD# 10205

Brokercheck report available here:

Jonathan “Jay” Brooks Investigated 

 

 

Source: FINRA, www.finra.org . Check latest employment history here.